Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RAPT Therapeutics, Inc. Director's Dealing 2021

Aug 20, 2021

32942_dirs_2021-08-20_2c6fb3e3-40cd-4821-8eb2-185df6a01167.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAPT Therapeutics, Inc. (RAPT)
CIK: 0001673772
Period of Report: 2021-08-18

Reporting Person: COLUMN GROUP II, LP (10% Owner)
Reporting Person: Column Group II GP, LP (10% Owner, General Partner)
Reporting Person: PONOI CAPITAL, LP (10% Owner)
Reporting Person: Ponoi Management, LLC (10% Owner)
Reporting Person: Ponoi Capital II, LP (10% Owner)
Reporting Person: Ponoi II Management, LLC (10% Owner)
Reporting Person: Kutzkey Tim (10% Owner)
Reporting Person: GOEDDEL DAVID V (10% Owner)
Reporting Person: Svennilson Peter (10% Owner)
Reporting Person: Column Group LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-18 Common Stock J 1317005 $0.00 Disposed 2568674 Direct
2021-08-18 Common Stock J 208403 $0.00 Acquired 208403 Indirect
2021-08-18 Common Stock J 208403 $0.00 Disposed 0 Indirect
2021-08-18 Common Stock J 91 $0.00 Acquired 91 Indirect
2021-08-18 Common Stock J 64425 $0.00 Acquired 64425 Indirect
2021-08-18 Common Stock J 64425 $0.00 Acquired 64425 Indirect
2021-08-18 Common Stock J 35746 $0.00 Acquired 35746 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1599417 Indirect
Common Stock 145401 Indirect

Footnotes

F1: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by The Column Group II, LP ("TCG II LP") to its general and limited partners.

F2: Includes shares previously reported as held by The Column Group II Management, LP.

F3: The securities are directly held by TCG II LP. The Column Group II GP, LP ("TCG II GP") is the general partner of TCG II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG II GP are David Goeddel and Peter Svennilson (collectively, the "TCG II GP Managing Partners"). The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each of the TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

F4: Represents a change in the form of ownership of TCG II GP by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II LP.

F5: The securities are directly held by TCG II GP. The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. Each of the TCG II Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

F6: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by TCG II GP to its partners.

F7: Represents a change in the form of ownership of The Column Group, LLC ("TCG LLC") by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F8: The securities are directly held TCG LLC. The managing members of TCG LLC are the TCG II GP Managing Partners and Tim Kutzkey (collectively, the "Ponoi Managing Partners"). The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

F9: Represents a change in the form of ownership of the Ponoi Managing Partners by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F10: These securities are directly held by David Goeddel.

F11: These securities are directly held by Peter Svennilson. Peter Svennilson was a member of the Issuer's board of directors and previously filed his own section 16 reports.

F12: These securities are directly held by Tim Kutzkey.

F13: The securities are directly held by Ponoi Capital, LP ("Ponoi LP"). Ponoi Management, LLC ("Ponoi LLC") is the general partner of Ponoi LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

F14: The securities are directly held by Ponoi Capital II, LP ("Ponoi II LP"). Ponoi II Management, LLC ("Ponoi II LLC") is the general partner of Ponoi II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi II LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi II LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.