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Rapid7, Inc. — Director's Dealing 2021
Jun 2, 2021
32055_dirs_2021-06-02_9789bce2-f239-48f9-b344-d9919ac1529f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rapid7, Inc. (RPD)
CIK: 0001560327
Period of Report: 2021-05-28
Reporting Person: Thomas Corey E. (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | COMMON STOCK | M | 4552 | $5.05 | Acquired | 359389 | Direct |
| 2021-05-28 | COMMON STOCK | S | 4552 | $85 | Disposed | 354837 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | Stock Option (Right to Buy) | $5.05 | M | 4552 | Disposed | 2023-01-03 | COMMON STOCK (4552.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 218748 | Indirect |
| COMMON STOCK | 60000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2020.
F2: Represents shares held by the Thomas Family Holdings LLC ("LLC"). The Reporting Person is the manager of LLC and has the power to vote and dispose of the shares held by LLC. The Reporting Person disclaims beneficial ownership of the shares owned by LLC except to the extent of his pecuniary interest therein.
F3: Represents shares held by the Corey E. Thomas Irrevocable Trust of 2016, which is administrated by an independent trustee, and is for the benefit of the Reporting Person's immediate and other family members. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: Immediately exercisable.