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RAPID MICRO BIOSYSTEMS, INC. — Director's Dealing 2021
Jul 14, 2021
33936_dirs_2021-07-14_c4d10c47-dfce-4092-89fd-53695ba057d4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RAPID MICRO BIOSYSTEMS, INC. (RPID)
CIK: 0001380106
Period of Report: 2021-07-14
Reporting Person: WIRTJES SEAN M (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 141631 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.85 | 2031-03-14 | Class A Common Stock (24360) | Direct | |
| Stock Option (Right to Buy) | $0.75 | 2030-07-28 | Class A Common Stock (96624) | Direct | |
| Stock Option (Right to Buy) | $1.00 | 2028-09-11 | Class A Common Stock (92886) | Direct |
Footnotes
F1: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on April 9, 2021.
F2: This option was originally granted for 107,860 shares and vested and became exercisable in 48 substantially equal monthly installments with the first installment vesting on August 29, 2020.
F3: The option was originally granted for 223,282 shares and vested and became exercisable as to 25% of the underlying shares on September 12, 2019 and in 36 substantially equal monthly installments thereafter.