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RAPID MICRO BIOSYSTEMS, INC. — Director's Dealing 2021
Jul 14, 2021
33936_dirs_2021-07-14_dd73f344-21cb-4da0-8a3b-61c8983816e4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RAPID MICRO BIOSYSTEMS, INC. (RPID)
CIK: 0001380106
Period of Report: 2021-07-14
Reporting Person: Longitude Capital Partners II, LLC (10% Owner)
Reporting Person: Longitude Venture Partners II, L.P. (10% Owner)
Reporting Person: ENRIGHT PATRICK G (10% Owner)
Reporting Person: Tammenoms Bakker Juliet (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 63914 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A1 Preferred Stock | $ | Class A Common Stock (1754801) | Indirect | ||
| Series B1 Preferred Stock | $ | Class A Common Stock (1130904) | Indirect | ||
| Series C1 Preferred Stock | $ | Class A Common Stock (458333) | Indirect | ||
| Common Warrant | $298.96 | 2022-03-09 | Class A Common Stock (5563) | Indirect | |
| Series A1 Warrant | $0.01 | 2027-07-24 | Series A1 Preferred Stock (2500000) | Indirect | |
| Series B1 Warrant | $0.01 | 2028-01-17 | Series B1 Preferred Stock (645160) | Indirect |
Footnotes
F1: The securities are held directly by Longitude Venture Partners II, L.P. ("LVP II"). Longitude Capital Partners II, LLC, ("LCP II"), the general partner of LVP II, may be deemed to have voting and investment power with respect to the shares held by LVP II. Patrick G. Enright and Juliet Tammenoms Bakker are the managing members of LCP II and may be deemed to share voting and investment power over the shares held by LVP II. Each of LCP II, Mr. Enright and Ms. Tammenoms Bakker disclaim beneficial ownership of such securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.
F2: The Series A1 Preferred Stock, Series B1 Preferred Stock and Series C1 Preferred Stock (collectively, the "Preferred Stock") are convertible at any time, at the holder's election and have no expiration date. Each share of Preferred Stock shall be automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.
F3: Immediately exercisable.