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RAPID MICRO BIOSYSTEMS, INC. — Director's Dealing 2021
Jul 20, 2021
33936_dirs_2021-07-20_de9e284c-7e40-4303-af4e-b78818248911.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAPID MICRO BIOSYSTEMS, INC. (RPID)
CIK: 0001380106
Period of Report: 2021-07-19
Reporting Person: Grewal Gurinder (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-19 | Class A Common Stock | C | 27777 | — | Acquired | 294990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-19 | Series D1 Preferred Stock | $ | C | 138888 | Disposed | Class A Common Stock (27777) | Direct |
Footnotes
F1: The Series D1 Preferred Stock are convertible at any time, at the holder's election and have no expiration date. Each share of Series D1 Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.
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