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RAPID MICRO BIOSYSTEMS, INC. Director's Dealing 2021

Jul 20, 2021

33936_dirs_2021-07-20_de9e284c-7e40-4303-af4e-b78818248911.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAPID MICRO BIOSYSTEMS, INC. (RPID)
CIK: 0001380106
Period of Report: 2021-07-19

Reporting Person: Grewal Gurinder (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-19 Class A Common Stock C 27777 Acquired 294990 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-19 Series D1 Preferred Stock $ C 138888 Disposed Class A Common Stock (27777) Direct

Footnotes

F1: The Series D1 Preferred Stock are convertible at any time, at the holder's election and have no expiration date. Each share of Series D1 Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.