RAND CAPITAL CORP — Director's Dealing 2021

Nov 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAND CAPITAL CORP (RAND)
CIK: 0000081955
Period of Report: 2021-11-10

Reporting Person: Gusky Adam Samuel (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-10	Common Stock	P	121	$15.75	Acquired	5542	Indirect
2021-11-10	Common Stock	P	3	$15.66	Acquired	5545	Indirect
2021-11-10	Common Stock	P	200	$15.91	Acquired	5745	Indirect
2021-11-10	Common Stock	P	100	$15.94	Acquired	5845	Indirect
2021-11-11	Common Stock	P	4	$15.80	Acquired	5849	Indirect
2021-11-11	Common Stock	P	85	$15.70	Acquired	5934	Indirect
2021-11-12	Common Stock	P	75	$16.00	Acquired	6009	Indirect
2021-11-12	Common Stock	P	1	$15.79	Acquired	6010	Indirect
2021-11-12	Common Stock	P	113	$15.80	Acquired	6123	Indirect

Footnotes

F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.