RAND CAPITAL CORP — Director's Dealing 2021

Nov 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAND CAPITAL CORP (RAND)
CIK: 0000081955
Period of Report: 2021-11-22

Reporting Person: East Asset Management, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-22	Common Stock	P	3	$16.50	Acquired	1641643	Direct
2021-11-23	Common Stock	P	100	$16.50	Acquired	1641743	Direct
2021-11-24	Common Stock	P	594	$16.50	Acquired	1642337	Direct

Footnotes

F1: Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East.