RAND CAPITAL CORP — Director's Dealing 2019

Nov 15, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: RAND CAPITAL CORP (RAND)
CIK: 0000081955
Period of Report: 2019-11-08

Reporting Person: East Asset Management, LLC (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8425620	Direct

Footnotes

F1: Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East.