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RAMBUS INC Director's Dealing 2021

Jan 5, 2021

30548_dirs_2021-01-05_85a84ba5-88a0-4302-bb58-c5eaf3ba233b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2021-01-04

Reporting Person: Seraphin Luc (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Common Stock M 955 $12.84 Acquired 208966 Direct
2021-01-04 Common Stock S 955 $17.54 Disposed 208011 Direct
2021-01-04 Common Stock M 824 $12.80 Acquired 208835 Direct
2021-01-04 Common Stock S 824 $17.54 Disposed 208011 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Employee stock option (right to buy) $12.84 M 955 Disposed 2028-02-01 Common Stock (955) Direct
2021-01-04 Employee stock option (right to buy) $12.80 M 824 Disposed 2027-02-01 Common Stock (824) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 1, 2020.

F2: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

F3: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.