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RAMBUS INC — Director's Dealing 2020
Sep 17, 2020
30548_dirs_2020-09-17_e969fe14-1ddd-4474-a705-82fccfc99c7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2020-09-16
Reporting Person: Seraphin Luc (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-16 | Common Stock | M | 2425 | $12.84 | Acquired | 210436 | Direct |
| 2020-09-16 | Common Stock | S | 2425 | $14.00 | Disposed | 208011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-03 | Employee stock options (right to buy) | $12.84 | M | 2425 | Disposed | 2028-02-01 | Common Stock (2425) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.
F2: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.
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