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RAMBUS INC — Director's Dealing 2020
Nov 9, 2020
30548_dirs_2020-11-09_932082c8-7356-43fb-a316-3f3467fcd8c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2020-11-05
Reporting Person: Kim Jae (SVP, GC & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-05 | Common Stock | M | 2469 | $12.31 | Acquired | 109113 | Direct |
| 2020-11-05 | Common Stock | S | 2469 | $15.39 | Disposed | 106644 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Employee stock option (right to buy) | $12.31 | M | 2469 | Disposed | 2026-02-01 | Common Stock (2469) | Direct |
Footnotes
F1: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019.
F2: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020.
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