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RAMBUS INC — Director's Dealing 2019
Nov 5, 2019
30548_dirs_2019-11-04_6b21fb5c-90e9-4e6e-a651-34a897d356fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2019-11-01
Reporting Person: Seraphin Luc (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | Common Stock | F | 17924 | $13.935 | Disposed | 210773 | Direct |
| 2019-11-04 | Common Stock | S | 18226 | $13.936 | Disposed | 192547 | Direct |
Footnotes
F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $14.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes an exempt transaction of 2,674 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on May 1, 2019.