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RAMBUS INC Director's Dealing 2018

Jan 12, 2018

30548_dirs_2018-01-12_4376cd67-6ef3-4179-bcd1-c852e8a49aea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2018-01-10

Reporting Person: STARK LAURA (Director, SVP, GM ESD)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-10 Common Stock M 465 $8.55 Acquired 199673 Direct
2018-01-10 Common Stock M 700 $7.31 Acquired 200373 Direct
2018-01-10 Common Stock M 971 $5.46 Acquired 201344 Direct
2018-01-10 Common Stock M 804 $8.76 Acquired 202148 Direct
2018-01-10 Common Stock S 2940 $14.1049 Disposed 199208 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-10 Employee stock option (right to buy) $8.55 M 465 Disposed 2019-02-02 Common Stock (465) Direct
2018-01-10 Employee stock option (right to buy) $7.31 M 700 Disposed 2022-02-01 Common Stock (700) Direct
2018-01-10 Employee stock option (right to buy) $5.46 M 971 Disposed 2023-02-01 Common Stock (971) Direct
2018-01-10 Employee stock option (right to buy) $8.76 M 804 Disposed 2024-02-03 Common Stock (804) Direct

Footnotes

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.

F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.06 to $14.16. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: Shares subject to the option are fully vested and immediately exercisable.