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RAMBUS INC — Director's Dealing 2018
Jan 12, 2018
30548_dirs_2018-01-12_4376cd67-6ef3-4179-bcd1-c852e8a49aea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2018-01-10
Reporting Person: STARK LAURA (Director, SVP, GM ESD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-10 | Common Stock | M | 465 | $8.55 | Acquired | 199673 | Direct |
| 2018-01-10 | Common Stock | M | 700 | $7.31 | Acquired | 200373 | Direct |
| 2018-01-10 | Common Stock | M | 971 | $5.46 | Acquired | 201344 | Direct |
| 2018-01-10 | Common Stock | M | 804 | $8.76 | Acquired | 202148 | Direct |
| 2018-01-10 | Common Stock | S | 2940 | $14.1049 | Disposed | 199208 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-10 | Employee stock option (right to buy) | $8.55 | M | 465 | Disposed | 2019-02-02 | Common Stock (465) | Direct |
| 2018-01-10 | Employee stock option (right to buy) | $7.31 | M | 700 | Disposed | 2022-02-01 | Common Stock (700) | Direct |
| 2018-01-10 | Employee stock option (right to buy) | $5.46 | M | 971 | Disposed | 2023-02-01 | Common Stock (971) | Direct |
| 2018-01-10 | Employee stock option (right to buy) | $8.76 | M | 804 | Disposed | 2024-02-03 | Common Stock (804) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.06 to $14.16. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Shares subject to the option are fully vested and immediately exercisable.