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RAMBUS INC — Director's Dealing 2018
Oct 4, 2018
30548_dirs_2018-10-03_97aa0626-b0c1-4f12-b5b0-d970e939cb87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2018-10-01
Reporting Person: KISSNER CHARLES (Director, Vice Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-01 | Common Stock | A | 14110 | $0.00 | Acquired | 33347 | Direct |
| 2018-10-02 | Common Stock | S | 4796 | $10.5807 | Disposed | 42823 | Indirect |
| 2018-10-02 | Common Stock | S | 1100 | $10.6368 | Disposed | 41723 | Indirect |
Footnotes
F1: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.
F2: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017.
F3: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $10.53 to $10.625. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
F4: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.63 to $10.675, inclusive.