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RAMBUS INC — Director's Dealing 2017
May 15, 2017
30548_dirs_2017-05-15_d55dd1b4-1900-4997-b2bf-2cdcc10804f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2017-05-12
Reporting Person: STARK LAURA (SVP, GM ESD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-12 | Common Stock | M | 464 | $8.55 | Acquired | 210229 | Direct |
| 2017-05-12 | Common Stock | M | 700 | $7.31 | Acquired | 210929 | Direct |
| 2017-05-12 | Common Stock | M | 971 | $5.46 | Acquired | 211900 | Direct |
| 2017-05-12 | Common Stock | M | 803 | $8.76 | Acquired | 212703 | Direct |
| 2017-05-12 | Common Stock | S | 3992 | $12.4611 | Disposed | 208711 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-12 | Employee stock option (right to buy) | $8.55 | M | 464 | Acquired | 2019-02-02 | Common Stock (464) | Direct |
| 2017-05-12 | Employee stock option (right to buy) | $7.31 | M | 700 | Acquired | 2022-02-01 | Common Stock (700) | Direct |
| 2017-05-12 | Employee stock option (right to buy) | $5.46 | M | 971 | Acquired | 2023-02-01 | Common Stock (971) | Direct |
| 2017-05-12 | Employee stock option (right to buy) | $8.76 | M | 803 | Acquired | 2024-02-03 | Common Stock (803) | Direct |
Footnotes
F1: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.35 to $12.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.
F4: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
F5: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
F6: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.