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RAMBUS INC Director's Dealing 2017

Oct 4, 2017

30548_dirs_2017-10-04_7c3a430f-3668-40be-9615-59cd445532a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2017-10-02

Reporting Person: HERSCHER PENNY (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-02 Common Stock S 6437 $13.4437 Disposed 26145 Indirect
2017-10-02 Common Stock A 11792 $0.00 Acquired 24666 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 11792 Direct
Common Stock 39019 Indirect

Footnotes

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015.

F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.33 to $13.50. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.

F4: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.

F5: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter.

F6: Includes remaining 12,874 restricted stock units vested and issued on October 3, 2017.