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RAMBUS INC — Director's Dealing 2017
Oct 4, 2017
30548_dirs_2017-10-04_7c3a430f-3668-40be-9615-59cd445532a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2017-10-02
Reporting Person: HERSCHER PENNY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-02 | Common Stock | S | 6437 | $13.4437 | Disposed | 26145 | Indirect |
| 2017-10-02 | Common Stock | A | 11792 | $0.00 | Acquired | 24666 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11792 | Direct |
| Common Stock | 39019 | Indirect |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.33 to $13.50. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
F4: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
F5: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter.
F6: Includes remaining 12,874 restricted stock units vested and issued on October 3, 2017.