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RAMBUS INC — Director's Dealing 2015
Feb 5, 2015
30548_dirs_2015-02-04_7f847409-e83b-4668-8e2b-fd24c4fd18a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2015-02-02
Reporting Person: RISHI SATISH (SVP Finance, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-02 | Common Stock | F | 1533 | $11.26 | Disposed | 143279 | Direct |
| 2015-02-02 | Common Stock | A | 16000 | — | Acquired | 159279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-02 | Employee Stock Option (right to buy) | $11.26 | A | 17500 | Acquired | 2025-02-02 | Common Stock (17500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
| Common Stock | 700 | Indirect |
Footnotes
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Rambus Inc. common stock. The restricted stock units vest in four equal annual installments beginning on February 2, 2016 or the first business trading thereafter.
F2: Shares held directly by the Satish & Maureen P. Rishi Family Trust A/A DTD 9/23/1997 for which the Reporting Person serves as a trustee.
F3: Shares held directly by the Reporting Person as a custodian for his minor child.
F4: One tenth of the shares subject to the option vest on August 2, 2015 and the remaining shares vest in equal monthly installments until they are fully vested on February 2, 2019.