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RAMBUS INC — Director's Dealing 2015
Apr 8, 2015
30548_dirs_2015-04-08_de8424c3-e662-4ed5-9c71-6dc8b3f8cae1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2015-04-06
Reporting Person: Kim Jae (SVP & GC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-06 | Common Stock | M | 2786 | $7.31 | Acquired | 30310 | Direct |
| 2015-04-06 | Common Stock | M | 2381 | $5.63 | Acquired | 32691 | Direct |
| 2015-04-06 | Common Stock | M | 5229 | $5.63 | Acquired | 37920 | Direct |
| 2015-04-06 | Common Stock | M | 3036 | $5.46 | Acquired | 40956 | Direct |
| 2015-04-06 | Common Stock | M | 1821 | $5.46 | Acquired | 42777 | Direct |
| 2015-04-06 | Common Stock | M | 2571 | $8.76 | Acquired | 45348 | Direct |
| 2015-04-06 | Common Stock | S | 19342 | $12.5516 | Disposed | 26006 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-06 | Employee Stock Option (right to buy) | $7.31 | M | 2786 | Disposed | 2020-08-01 | Common Stock (2786) | Direct |
| 2015-04-06 | Employee Stock Option (right to buy) | $5.63 | M | 2381 | Disposed | 2021-02-01 | Common Stock (2381) | Direct |
| 2015-04-06 | Employee Stock Option (right to buy) | $5.63 | M | 5229 | Disposed | 2021-02-01 | Common Stock (5229) | Direct |
| 2015-04-06 | Employee Stock Option (right to buy) | $5.46 | M | 3036 | Disposed | 2023-02-01 | Common Stock (3036) | Direct |
| 2015-04-06 | Employee Stock Option (right to buy) | $5.46 | M | 1821 | Disposed | 2023-08-01 | Common Stock (1821) | Direct |
| 2015-04-06 | Employee Stock Option (right to buy) | $8.76 | M | 2571 | Disposed | 2024-02-03 | Common Stock (2571) | Direct |
Footnotes
F1: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.45 to $12.59. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on August 1, 2016.
F4: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
F5: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on August 1, 2017.
F6: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on August 3, 2017.