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RAMBUS INC — Director's Dealing 2015
May 18, 2015
30548_dirs_2015-05-18_e05e69f3-ea70-481d-bd54-688c30e32cf0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2015-05-15
Reporting Person: Kim Jae (SVP & GC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-15 | Common Stock | M | 3026 | $7.31 | Acquired | 27797 | Direct |
| 2015-05-15 | Common Stock | M | 3437 | $5.46 | Acquired | 31234 | Direct |
| 2015-05-15 | Common Stock | M | 2062 | $5.46 | Acquired | 33296 | Direct |
| 2015-05-15 | Common Stock | M | 5555 | $5.63 | Acquired | 38851 | Direct |
| 2015-05-15 | Common Stock | M | 2529 | $5.63 | Acquired | 41380 | Direct |
| 2015-05-15 | Common Stock | M | 3294 | $8.76 | Acquired | 44674 | Direct |
| 2015-05-15 | Common Stock | S | 21880 | $14.1678 | Disposed | 22794 | Direct |
| 2015-05-18 | Common Stock | S | 780 | $14.46 | Disposed | 22014 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-15 | Employee Stock Option (right to buy) | $7.31 | M | 3026 | Disposed | 2022-02-01 | Common Stock (3026) | Direct |
| 2015-05-15 | Common Stock (right to buy) | $5.46 | M | 3437 | Disposed | 2023-02-01 | Common Stock (3437) | Direct |
| 2015-05-15 | Common Stock (right to buy) | $5.46 | M | 2062 | Disposed | 2023-02-01 | Common Stock (2062) | Direct |
| 2015-05-15 | Common Stock (right to buy) | $5.63 | M | 5555 | Disposed | 2020-08-02 | Common Stock (5555) | Direct |
| 2015-05-15 | Employee Stock Option (right to buy) | $5.63 | M | 2529 | Disposed | 2021-02-01 | Common Stock (2529) | Direct |
| 2015-05-15 | Common Stock (right to buy) | $8.76 | M | 3294 | Disposed | 2024-02-03 | Common Stock (3294) | Direct |
Footnotes
F1: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.09 to $14.25. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold.
F4: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
F5: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
F6: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
F7: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.