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RAMBUS INC — Director's Dealing 2015
Aug 18, 2015
30548_dirs_2015-08-17_4a0de1fe-4b12-402f-8e02-bc9a853d9449.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2015-08-17
Reporting Person: Kim Jae (SVP & GC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-17 | Common Stock | M | 3207 | $7.31 | Acquired | 25221 | Direct |
| 2015-08-17 | Common Stock | M | 3738 | $5.46 | Acquired | 28959 | Direct |
| 2015-08-17 | Common Stock | M | 2242 | $5.46 | Acquired | 31201 | Direct |
| 2015-08-17 | Common Stock | M | 5800 | $5.63 | Acquired | 37001 | Direct |
| 2015-08-17 | Common Stock | M | 2641 | $5.63 | Acquired | 39642 | Direct |
| 2015-08-17 | Common Stock | M | 3836 | $8.76 | Acquired | 43478 | Direct |
| 2015-08-17 | Common Stock | S | 22982 | $13.4989 | Disposed | 20496 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-17 | Employee Stock Option (right to buy) | $7.31 | M | 3207 | Disposed | 2022-02-01 | Common Stock (5981) | Direct |
| 2015-08-17 | Employee Stock Option (right to buy) | $5.46 | M | 3738 | Disposed | 2023-02-01 | Common Stock (14789) | Direct |
| 2015-08-17 | Employee Stock Option (right to buy) | $5.46 | M | 2242 | Disposed | 2023-02-01 | Common Stock (8875) | Direct |
| 2015-08-17 | Employee Stock Option (right to buy) | $5.63 | M | 5800 | Disposed | 2020-08-02 | Common Stock (6945) | Direct |
| 2015-08-17 | Employee Stock Option (right to buy) | $5.63 | M | 2641 | Disposed | 2021-02-01 | Common Stock (3163) | Direct |
| 2015-08-17 | Employee Stock Option (right to buy) | $8.76 | M | 3836 | Disposed | 2024-02-03 | Common Stock (35299) | Direct |
Footnotes
F1: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.24 to $13.80. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
F4: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
F5: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
F6: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.