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RAMBUS INC — Director's Dealing 2015
Oct 2, 2015
30548_dirs_2015-10-02_cd39f3ae-306a-409e-8c11-265de273c4e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2015-10-01
Reporting Person: HERSCHER PENNY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-01 | Common Stock | A | 13618 | $0.00 | Acquired | 13618 | Direct |
| 2015-10-01 | Common Stock | S | 6709 | $11.66 | Disposed | 55773 | Indirect |
Footnotes
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
F2: All of the restricted stock units will vest on October 1, 2016 or the first business trading day thereafter.
F3: Excludes 13,418 restricted stock units vested and issued on October 1, 2015 that are now held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
F4: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015.
F5: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $11.54 to $11.80. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.