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RAMBUS INC — Director's Dealing 2015
Nov 19, 2015
30548_dirs_2015-11-18_63c2b4ca-7ca0-4440-98e9-18fd7d9808d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2015-11-16
Reporting Person: Kim Jae (SVP & GC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-16 | Common Stock | M | 3962 | $5.46 | Acquired | 24458 | Direct |
| 2015-11-16 | Common Stock | M | 2379 | $5.46 | Acquired | 26837 | Direct |
| 2015-11-16 | Common Stock | M | 5227 | $5.63 | Acquired | 32064 | Direct |
| 2015-11-16 | Common Stock | M | 2380 | $5.63 | Acquired | 34444 | Direct |
| 2015-11-16 | Common Stock | S | 14232 | $10.6849 | Disposed | 20212 | Direct |
| 2015-11-17 | Common Stock | S | 317 | $10.95 | Disposed | 19895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-16 | Employee Stock Option (right to buy) | $5.46 | M | 3962 | Disposed | 2023-02-01 | Common Stock (10827) | Direct |
| 2015-11-16 | Employee Stock Option (right to buy) | $5.46 | M | 2379 | Disposed | 2023-02-01 | Common Stock (6496) | Direct |
| 2015-11-16 | Employee Stock Option (right to buy) | $5.63 | M | 5227 | Disposed | 2020-08-02 | Common Stock (1718) | Direct |
| 2015-11-16 | Employee Stock Option (right to buy) | $5.63 | M | 2380 | Disposed | 2021-02-01 | Common Stock (783) | Direct |
Footnotes
F1: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold on 11/16/2015 ranging from $10.59 to $10.83. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold on 11/17/2015.
F4: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
F5: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.