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RAMBUS INC — Director's Dealing 2014
Feb 5, 2014
30548_dirs_2014-02-05_8c6e9117-3955-488a-ac0c-189698f8af7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2014-02-03
Reporting Person: RISHI SATISH (SVP Finance, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-03 | Common Stock | F | 2415 | $8.76 | Disposed | 141948 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-03 | Employee Stock Option | $8.76 | A | 50000 | Acquired | 2024-02-03 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
| Common Stock | 700 | Indirect |
Footnotes
F1: Shares held directly by the Satish & Maureen P. Rishi Family Trust A/A DTD 9/23/1997 for which the Reporting Person serves as a trustee.
F2: Shares held directly by the Reporting Person as a custodian for his minor child.
F3: 700 shares previously held directly by the Reporting Person as a custodian are no longer beneficially owned and are now held by his adult child.
F4: One-tenth of the shares subject to the option vest on August 3, 2014 and the remaining shares vest in equal monthly installments until they are fully vested on February 3, 2018.