AI assistant
RAMBUS INC — Director's Dealing 2014
Oct 3, 2014
30548_dirs_2014-10-03_bf99a6f8-c1ae-4a52-b31e-74bfb373a2cc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2014-10-01
Reporting Person: HERSCHER PENNY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-01 | Common Stock | A | 13418 | $0.0 | Acquired | 13418 | Direct |
| 2014-10-03 | Common Stock | S | 8265 | $12.2068 | Disposed | 49064 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57329 | Indirect |
Footnotes
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
F2: All of the restricted stock units will vest on October 1, 2015.
F3: Excludes 16,530 restricted stock units vested and issued on October 1, 2014 that are now held in the 2011 Herscher Family Trust for which the Reporting Person serves as a trustee.
F4: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
F5: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 3, 2014.
F6: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.01 to $12.33. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.