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RAMBUS INC — Director's Dealing 2013
Mar 5, 2013
30548_dirs_2013-03-04_d5f15d75-81d5-4b06-9690-877949a09529.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2013-02-21
Reporting Person: Kim Jae (SVP & GC)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1134 | Direct |
| Common Stock | 10000 | Direct |
| Common Stock | 2000 | Direct |
| Common Stock | 3000 | Direct |
| Common Stock | 5000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.63 | 2020-08-02 | Common Stock (23529) | Direct | |
| Employee Stock Option (right to buy) | $5.63 | 2021-02-01 | Common Stock (10714) | Direct | |
| Employee Stock Option (right to buy) | $7.31 | 2022-02-01 | Common Stock (15000) | Direct | |
| Employee Stock Option (right to buy) | $5.46 | 2023-02-01 | Common Stock (15000) | Direct | |
| Employee Stock Option (right to buy) | $5.46 | 2023-02-01 | Common Stock (25000) | Direct |
Footnotes
F1: Rambus Inc. common stock held directly by the Reporting Person.
F2: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Rambus Inc. common stock.
F3: The remaining restricted stock units vest in two equal annual installments beginning on August 2, 2013 or the first trading day after August 2, 2013.
F4: The remaining restricted stock units vest in two equal annual installments beginning on February 1, 2014 or the first trading day after February 1, 2014.
F5: The remaining restricted stock units vest in three equal annual installments beginning on February 1, 2014 or the first trading day after February 1, 2014.
F6: The restricted stock units vest in four equal annual installments beginning on February 1, 2014 or the first trading day after February 1, 2014.
F7: One third of the shares subject to the option vest on June 22, 2013 and the remaining shares vest in equal annual installments until fully vested on June 22, 2015.
F8: One tenth of the shares subject to the option vested on August 1, 2012 and the remaining shares have vested and will continue to vest in equal monthly installments until fully vested on February 1, 2016.
F9: One tenth of the shares subject to the option vest on August 1, 2013 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2017.