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RAMBUS INC — Director's Dealing 2013
Oct 3, 2013
30548_dirs_2013-10-02_20e4b620-9539-4b8f-b234-c96a5fe4ded4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2013-10-01
Reporting Person: HERSCHER PENNY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Common Stock | A | 16530 | — | Acquired | 41530 | Direct |
| 2013-10-01 | Common Stock | S | 10000 | $9.531 | Disposed | 16530 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40799 | Indirect |
Footnotes
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
F2: All of the restricted stock units will vest on October 1, 2014.
F3: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2013.
F4: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $9.37 to $9.62. Upon request by the Commission Staff, the issuer or a security holder of the issuer, the Reporting Person, will provide full information regarding the number of shares sold at each separate price.
F5: Excludes 15,000 restricted stock units vested and issued on October 1, 2013 that are now held in the 2001 Herscher Family Trust.
F6: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.