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RAMBUS INC — Director's Dealing 2011
Oct 5, 2011
30548_dirs_2011-10-05_3485a87c-d456-48a3-b5f4-dfcdf94f976b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2011-10-03
Reporting Person: HERSCHER PENNY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-03 | RMBS Common Stock | P | 11612 | $0.00 | Acquired | 11612 | Direct |
| 2011-10-04 | RMBS | S | 3836 | $14.4444 | Acquired | 14187 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| RMBS Common Stock | 18023 | Indirect |
Footnotes
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
F2: All of the restricted stock units will vest on October 3, 2012.
F3: Includes 7,672 shares represented by restricted stock units previously held directly by Reporting Person. Following vesting and issuance, shares are held by the 2001 Herscher Family Trust.
F4: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
F5: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2011.
F6: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.47 to $14.95. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.