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RAMBUS INC — Director's Dealing 2010
Feb 3, 2010
30548_dirs_2010-02-03_025f3a87-a019-431d-b2b4-14c9bbe03c6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAMBUS INC (RMBS)
CIK: 0000917273
Period of Report: 2010-02-01
Reporting Person: LAVELLE THOMAS R (Sr. VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-01 | Common Stock | A | 10000 | $0.00 | Acquired | 71194 | Direct |
| 2010-02-01 | Common Stock | F | 1101 | $22.72 | Disposed | 70093 | Direct |
| 2010-02-02 | Common Stock | F | 945 | $22.78 | Disposed | 69148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-01 | Employee Stock Option (right to buy) | $22.72 | A | 35000 | Acquired | 2020-02-01 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6425 | Indirect |
Footnotes
F1: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Rambus Inc. common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2011 or the first trading day after February 1, 2011.
F2: Shares held directly by the Thomas & Gayle Lavelle Family Trust for which the Reporting Person serves as a trustee. This footnote was inadvertently excluded in the Reporting Person's Form 4 filed with the SEC on January 4, 2010.
F3: One-tenth of the shares subject to the option vest on August 1, 2010 and one fifty-fourth of the shares shall vest monthly thereafter.