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Ramaco Resources, Inc. — Director's Dealing 2023
Jan 4, 2023
31692_dirs_2023-01-04_7b72b245-9154-477b-8088-c9e3cb56ad45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ramaco Resources, Inc. (METC)
CIK: 0001687187
Period of Report: 2022-12-30
Reporting Person: Atkins Randall Whittaker (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-30 | Common Stock | A | 30864 | — | Acquired | 752027 | Direct |
| 2022-12-30 | Common Stock | F | 12145 | $8.75 | Disposed | 739882 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-30 | Restricted Stock Units | $ | D | 30864 | Disposed | Common Stock (30864) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
| Common Stock | 2178702 | Indirect |
Footnotes
F1: This transaction involved a gift of securities by the reporting person to his daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
F2: Each restricted stock unit represents a contingent right to receive one share of METC common stock.
F3: The first installment of restricted stock units vested on December 30, 2022.
F4: Shares sold upon vesting to satisfy tax obligations. The number of shares withheld was based on the closing price of the Issuer's common stock on December 29, 2022. Such shares were acquired as treasury stock by the Issuer.