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Ramaco Resources, Inc. — Director's Dealing 2017
Feb 9, 2017
31692_dirs_2017-02-08_f5377d23-a388-42f0-8a62-60dadc407c4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ramaco Resources, Inc. (METC)
CIK: 0001687187
Period of Report: 2017-02-08
Reporting Person: ENERGY CAPITAL PARTNERS MEZZANINE, LLC (10% Owner)
Reporting Person: ENERGY CAPITAL PARTNERS MEZZANINE OPPORTUNITIES FUND A, LP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-08 | COMMON STOCK | S | 57721 | $13.50 | Disposed | 222634 | Indirect |
| 2017-02-08 | COMMON STOCK | S | 1146767 | $13.50 | Disposed | 4423181 | Indirect |
| 2017-02-08 | COMMON STOCK | S | 255572 | $13.50 | Disposed | 985534 | Indirect |
Footnotes
F1: This Form 4 is filed jointly by Energy Capital Partners Mezzanine, LLC (the "General Partner") and Energy Capital Partners Mezzanine Opportunities Fund A, LP ("Fund A") to report the sale of common stock to the underwriters in connection with the Issuer's initial public offering.
F2: The General Partner is the indirect general partner of Energy Capital Partners Mezzanine Opportunities Fund, LP ("Mezz Fund"), Fund A and ECP Mezzanine B (Ramaco IP), LP ("Fund B") (Mezz Fund, Fund A and Fund B are collectively referred to as the "ECP Funds") and, as such, is deemed to beneficially own the securities held by the ECP Funds. The General Partner is controlled by Douglas Kimmelman, Thomas Lane, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio (the "ECP Member"). None of the ECP Members are deemed to beneficially own any common stock held by the ECP Funds.