Rafael Holdings, Inc. — Director's Dealing 2021

Jan 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rafael Holdings, Inc. (RFL)
CIK: 0001713863
Period of Report: 2021-01-05

Reporting Person: ASH MENACHEM (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-05	Class B Common Stock, par value $.01 per share	F	5405	$22.72	Disposed	126440	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock, par value $.01 per share	1253	Indirect

Footnotes

F1: Consists of 6,933 shares of Class B Common Stock owned directly, 57,677 fully vested restricted shares of Class B Common Stock, 19,400 restricted shares of Class B Common Stock that vest on March 26, 2021, and 42,430 restricted shares of Class B Common Stock that vest as follows: 14,144 on January 5, 2022, and 14,143 on each of January 5, 2023 and January 5, 2024.

F2: As of December 31, 2020.