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Rafael Holdings, Inc. Director's Dealing 2021

Apr 19, 2021

34602_dirs_2021-04-19_cd257425-8a5f-4a3e-b740-1d5bd622d4ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rafael Holdings, Inc. (RFL)
CIK: 0001713863
Period of Report: 2021-04-15

Reporting Person: CONKLING WILLIAM (Chief Commercial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-15 Employee Stock Option (right to buy) $40.85 A 118409 Acquired 2031-04-14 Class B Common Stock (118409) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock, par value $.01 per share 0 Direct

Footnotes

F1: Options vest as follows: 29,602 on April 15, 2022; 2,467 monthly for thirty-five months commencing on May 15, 2022; and 2,462 on April 15, 2025.