Rafael Holdings, Inc. — Director's Dealing 2021

Sep 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rafael Holdings, Inc. (RFL)
CIK: 0001713863
Period of Report: 2021-09-24

Reporting Person: Marin Ashok D (Chief Legal Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-24	Employee Stock Option (right to buy)	$37.61	A	34066	Acquired	2031-09-23	Class B Common Stock (34066)	Direct

Footnotes

F1: Options vest as follows: 25% shall vest on September 24, 2022 and additional equity with respect to 2.0833% of the options shall vest on each monthly anniversary thereafter, such that all equity shall vest by September 24, 2025.