Rafael Holdings, Inc. — Director's Dealing 2021

Oct 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rafael Holdings, Inc. (RFL)
CIK: 0001713863
Period of Report: 2021-10-18

Reporting Person: HUIZINGA MARY MARGARET (Chief Devel. & Medical Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-18	Employee Stock Option (right to buy)	$30.54	A	122341	Acquired	2031-10-17	Class B Common Stock (122341)	Direct

Footnotes

F1: Options vest as follows: 25% shall vest on October 18, 2022 and additional equity with respect to 2.0833% of the options shall vest on each monthly anniversary thereafter, such that all equity shall vest by October 18, 2025.