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R. Stahl AG

Quarterly Report Nov 8, 2023

344_10-q_2023-11-08_7f0fb39d-4fcf-4b4f-b7f3-b49b66e63ce3.pdf

Quarterly Report

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This report is available in German and English. Both versions can also be found online on our corporate website www.r-stahl.com under Corporate/Investor Relations/IR News and Publications/Financial Reports. It contains forward-looking statements based on assumptions and estimates of R. STAHL's management. Although we assume that the expectations of these forward-looking statements are realistic, we cannot guarantee that these expectations will prove to be correct. The assumptions may involve risks and uncertainties that could cause the actual results to differ materially from the forward-looking statements. Factors that may cause such discrepancies include: changes in the macroeconomic and business environment, exchange rate and interest rate fluctuations the roll-out of competing products, a lack of acceptance of new products or services, and changes in business strategy. R. STAHL does not plan to update these forward-looking statements nor does it accept any obligation to do so.

Alternative performance indicators

The alternative performance indicators EBITDA pre exceptionals and EBITDA margin pre exceptionals that are used in this report are not defined by international accounting standards. R. STAHL uses these indicators to improve the comparability of its business performance over time. EBITDA pre exceptionals is derived from earnings before interest, taxes, depreciation and amortization (EBITDA) less adjustments classified as exceptionals (restructuring charges, non-scheduled depreciation and amortization, charges for design and implementation of IT-projects, M&A costs, profit and loss from deconsolidation transactions as well as profit and loss from the disposal of non-current assets no longer required for business operations). EBITDA margin pre exceptionals describes EBITDA pre exceptionals in percentage of sales.

Rounding differences and rates of change

Percentages and figures in this report may include rounding differences. The sign of the rates of change is based on mathematical considerations: Improvements are marked with "+", deteriorations with "-". Rates of change > +100% are shown as > +100%, rates of change < -100% as "n/a" (not applicable).

KEY FIGURES

$\epsilon$ million Q3
2023
Q3
2022
Change
in $%$
9M 2023 9M 2022 Change
in $%$
Sales 86.0 73.8 $+16.4$ 240.7 202.5 $+18.9$
Germany 21.4 19.9 $+7.8$ 63.1 54.6 $+15.6$
Central region 1) 39.1 29.8 $+31.2$ 107.2 87.0 $+23.1$
Americas 9.0 8.7 $+2.7$ 25.1 23.7 $+5.8$
Asia/Pacific 16.5 15.4 $+6.9$ 45.3 37.2 $+21.9$
EBITDA pre exceptionals 2) 13.5 9.7 $+39.7$ 32.5 16.6 $+95.8$
EBITDA margin pre exceptionals 2) 15.7% 13.1% 13.5% 8.2%
EBITDA 12.9 9.1 $+41.8$ 31.0 15.5 $> +100$
EBIT 8.4 5.0 $+68.2$ 18.0 3.2 $> +100$
Net profit 6.2 5.2 $+18.8$ 11.9 $-1.1$ n/a
Earnings per share (in $\epsilon$ ) 0.96 0.80 $+20.0$ 1.85 $-0.17$ n/a
Order intake 82.1 80.1 $+2.5$ 268.0 232.0 $+15.5$
Order backlog as of 30 June 132.4 100.7 $+31.5$
Cash flow from operating activities $-0.9$ $-6.5$ $+85.7$ $-0.3$ $-5.2$ $+93.6$
Free cash flow $-4.8$ $-9.6$ $+50.1$ $-10.4$ $-11.6$ $+10.5$
Depreciation and amortization 4.5 4.1 $+9.3$ 13.0 12.3 $+6.4$
Capital expenditures 3.8 3.2 $+19.8$ 10.1 9.8 $+2.4$
30 Sep.
2023
31 Dec.
2022
Change
in $%$
Balance sheet total 283.5 259.7 $+9.2$
Equity 82.2 71.3 $+15.2$
Equity ratio 29.0% 27.5%
Net financial debt 3) 48.4 29.2 $+65.7$
Net financial debt incl. lease liabilities 64.5 48.9 $+32.0$
Employees 4) 1,724 1,676 $+2.9$

1) Africa and Europe without Germany.

2) Exceptionals: restructuring charges, non-scheduled depreciation and amortization, charges for designing and implementing IT projects, M&A costs profit and loss from deconsolidation transactions as well as profit and los

4) Without apprentices.

INTERIM REPORT

OF R. STAHL AKTIENGESELLSCHAFT FOR THE PERIOD 1. JANUARY 2023 THROUGH 30 SEPTEMBER 2023

CONTENTS

  • 5 Key topics in the reporting period
  • 6 Group management report
  • 14 Consolidated financial statements
  • 19 Selected explanatory notes
  • 22 Financial calendar and contact / imprint

KEY TOPICS IN THE REPORTING PERIOD

New syndicated loan agreement concluded ahead of schedule

R. STAHL concluded a new syndicated loan agreement as of 30 August 2023 for the medium-term financing of the company under the leadership of Commerzbank AG together with several major banks and regional Volksbanks and savings banks. The agreement has a term of three years with the option to extend for up to two additional years. The available credit volume will be increased by ë45 million from the previous ë70 million to ë115 million. In addition, there is an increase option of a further ë25 million for a total of ë140 million. The contract includes an ESG component that underscores the company's commitment to sustainability. If the sustainability requirements are met, the applicable interest margin is reduced.

GROUP MANAGEMENT RE-PORT

  • Order intake in the second quarter of 2023 of € 82.1 million was 2.5% better than in the previous year (Q3 2022: € 80.1 million). Order backlog increases to € 132.4 million (Q3 2022: € 100.7 mil- ${ion}$
  • Sales grow by $€12.1$ million or 16.4% to $€86.0$ million in the third quarter of 2023 (Q3 2022: € 73.8 million).
  • EBITDA pre exceptionals was up 39.7% to $\epsilon$ 13.5 million ( $Q3$ 2022: € 9.7 million).
  • Net profit up $\epsilon$ 1.0 million to $\epsilon$ 6.2 million (Q3 2022: € 5.2 million). Earnings per share at € 0.96 (Q3 2022: € 0.80).
  • Cash flow from operating activities nearly even at €-0.9 million, thus improving by € 5.6 million yearon-year (Q3 2022: € 6.5 million). Increase in working capital reduced compared to the third quarter of 2022.

BUSINESS DEVELOPMENT

SALES AND ORDER INTAKE

Compared to an already strong prior-year quarter, R. STAHL's business situation improved again in the third quarter of 2023. Obstacles arising from interrupted or disrupted supply chains, which had curbed economic development in the prior-year quarter, have largely disappeared. Bottlenecks continue to be seen in individual cases in the procurement of electronic components; appropriate stockpiling counteracts this

phenomenon. The price adjustments made by customers at the beginning of the year made a major contribution to stable quality of sales. Ongoing strong demand, driven primarily by the chemical and pharmaceutical industries as well as the oil and gas sector (including LNG), resulted in year-on-year sales growth of 16.4% to €86.0 million (Q3 2022: €73.8 million).

In Germany, sales of € 21.4 million (Q3 2022: € 19.9 million), or growth of 7.8%, was achieved. In the Central region - consisting of Africa and Europe excluding Germany - sales showed an increase of 31.2% to €39.1 million (Q3 2022: €29.8 million) and were thus significantly higher than in the previous year. Here, R. STAHL benefited from strong demand in the chemical and pharmaceutical sectors as well as from deliveries to the energy sector. With sales of € 9.0 million, results in the Americas region were slightly above the level of the previous year (Q3 2022: € 8.7 million). The Asia/Pacific region improved with a sales increase of 6.9% to € 16.5 million (Q3 2022: € 15.4 million). This development was primarily driven by the oil and gas industry.

Compared to the previous year, order intake in the third quarter of 2023 increased by 2.5% to €82.1 million ( $Q3$ 2022: € 80.1 million). The growth driver here was the Americas region with an increase of 32.4% to € 11.8 million (Q3 2022: € 8.9 million) and the Central region with growth of 13.0 % to €36.8 million (Q3 2022: € 32.6 million). Germany, on the other hand, fell by 12.0% to € 18.2 million (Q3 2022: € 20.7 million) and the Asia/Pacific region with a decline of -14.7% to € 15.3 million (Q3 2022: € 17.9 million).

In the first nine months, R. STAHL generated sales of € 240.7 million (9M 2022: € 202.5 million), an increase of 18.9% compared with the same period of the previous year. This development was driven in particular by strong demand in the first two quarters of financial year 2023. There was significant double-digit percentage growth in Germany, the Central region and the Asia/Pacific region, while the Americas region made a smaller contribution, posting a single-digit growth rate.

Order intake grew by € 36.0 million or 15.5% year-onvear to $\epsilon$ 268.0 million in the first nine months of 2023 (9M 2022: € 232.0 million). In terms of the regions, Germany remained stable at a high level compared with the previous year. The other regions recorded double-digit percentage growth. At € 132.4 million, the order backlog was $\epsilon$ 31.7 million higher than in the previous year (30 September 2022: € 100.7 mil- $\ln$

$\epsilon$ million Q3
2023
Q3
2022
Change
in $%$
9M
2023
9M
2022
Change
in $%$
Share of
Group
sales
in $%$
Germany 21.4 19.9 $+7.8$ 63.1 54.6 $+15.6$ 26
Central Region 39.1 29.8 $+31.2$ 107.2 87.0 $+23.1$ 45
Americas 9.0 8.7 $+2.7$ 25.1 23.7 $+5.8$ 10
Asia/Pacific 16.5 15.4 $+6.9$ 45.3 37.2 $+21.9$ 19
Total 86.0 73.8 $+16.4$ 240.7 202.5 $+18.9$ 100

GROUP SALES BY REGIONS

EBITDA AND EBIT

R. STAHL increased earnings before interest, taxes, depreciation and amortization (EBITDA) pre exceptionals by $\epsilon$ 3.8 million to $\epsilon$ 13.5 million in the third quarter of 2023 (Q3 2022: € 9.7 million). The EBITDA margin pre exceptionals improved to 15.7% (Q3 2022: 13.1%). At €-0.6 million, exceptional items remained at the level of the previous year. Overall, this resulted in EBITDA of € 12.9 million (Q3 2022: € 9.1 million).

Total operating performance increased by 17.5% to € 89.3 million in the third quarter of 2023, mainly due to the higher sales volume ( $Q3 2022$ : $\epsilon$ 76.0 million). Inventories of finished and unfinished goods increased slightly by $\epsilon$ 1.2 million to $\epsilon$ 2.2 million (Q3 2022: € 1.0 million), while capitalized own work remained at the level of the previous year with $\epsilon$ 1.0 million.

The cost of materials increased by 11.0% to $\epsilon$ -29.8 million in the reporting quarter ( $Q3 2022$ : $\epsilon$ -26.9 million) and thus at a disproportionately lower rate than operating performance. Accordingly, the cost of materials ratio improved by two percentage points to 33.4% of operating performance (Q3 2022: 35.4%).

Personnel expenses recorded an increase of 10.5% to €-33.6 million in the third quarter of 2023 (Q3 2022: €-30.4 million). The higher expense is attributable to the increase in the number of employees, collectively agreed salary adjustments and the pro rata accrual of the inflation premium II collectively agreed in Germany. Expenses incurred for severance payments were also higher.

The balance of other operating expenses and other operating income increased in the reporting quarter by € 3.3 million to €-12.9 million (Q3 2022: € 9.6 million). At the same time, other operating income decreased by $\epsilon$ 4.3 million to $\epsilon$ 1.6 million (Q3 2022: € 5.9 million). In addition to the comparatively lower exchange rate gains in the current reporting quarter,

the previous year was impacted by non-recurring income of € 2.0 million from an insurance reimbursement for the warranty claim for LED luminaires (expenses for a customer-side settlement agreement were reported in the same amount under other operating expenses). Other operating expenses decreased by $\epsilon$ 1.0 million to $\epsilon$ -14.5 million (Q3 2022: € 15.5 million). Adjusted for the expenses for the warranty claim included in the previous year, there were higher expenses for services and consulting as well as for temporary work, while exchange rate losses were reduced at the same time.

At $\epsilon$ -4.5 million, amortization of intangible assets and depreciation of property, plant and equipment in the

third quarter of 2023 were slightly higher than in the prior-year period (Q3 2022: €-4.1 million).

Earnings before interest and income taxes improved by $\epsilon$ 3.4 million to $\epsilon$ 8.4 million in the reporting period (Q3 2022: € 5.0 million).

In the first nine months of 2023, EBITDA pre exceptionals increased by $\epsilon$ 15.9 million to $\epsilon$ 32.5 million (9M 2022: € 16.6 million). The EBITDA margin pre exceptionals improved to 13.5% from 8.2% in the priorvear period. Exceptional items totaled €-1.5 million (9M 2022: € -1.1 million), resulting in an EBITDA of $∈$ 31.0 million (9M 2022: € 15.5 million).

Q 3 Q 3 9M 9M Included in income
$\epsilon$ million 2023 2022 Change 2023 2022 Change statement under
EBITDA pre exceptionals 1) 13.5 9.7 $+3.8$ 32.5 16.6 $+15.9$
Exceptionals 1) $-0.6$ $-0.6$ 0.0 $-1.5$ $-1.1$ $-0.4$
Restructuring charges $-0.6$ $-0.1$ $-0.5$ $-0.7$ $-0.7$ 0.0
Severance pay $-0.6$ $-0,1$ $-0.5$ $-0.7$ $-0.7$ 0.0 Personnel costs
Legal and consulting costs 0.0 0.0 0.0 0.0 0.0 0.0 Other operating ex-
penses
Other expenses 0.0 $-0.4$ $+0.4$ $-0.8$ $-0.4$ $-0.4$ Other operating ex-
penses
EBITDA 12.9 9.1 $+3.8$ 31.0 15.5 $+15.5$
Depreciation and amortization $-4.5$ $-4.1$ $-0.4$ $-13.0$ $-12.3$ $-0.7$
EBIT 8.4 5.0 $+3.4$ 18.0 3.2 $+14.8$

RECONCILIATION OF EBITDA PRE EXCEPTIONALS TO EBIT

1) Exceptionals: restructuring charges, unscheduled depreciation and amortization, charges for designing and implementing IT projects,
M&A costs, profit and loss from deconsolidation transactions as well as profit and loss

Total operating performance increased by 19.6% to $\epsilon$ 251.0 million in the first nine months of 2023 (9M 2022: € 209.8 million). The improvement was largely driven by sales growth. Furthermore, there was a stronger build-up of finished and unfinished goods at € 7.1 million (9M 2022: € 3.6 million), while capitalized own work declined to €3.2 million (9M 2022: €3.8 million).

The cost of materials increased by 15.6% to $\epsilon$ -85.1 million (9M 2022: € -73.7 million), a result that was

mainly attributable to the overall higher operating performance. The cost of materials ratio recorded a yearon-year improvement to 33.9% (9M 2022: 35.1 %) of total operating performance.

With an increase of 4.9%, personnel expenses rose to €-98.4 million in the first nine months of the current year (9M 2022: € -93.8 million). Both the increase in the number of employees and collective bargaining agreements led to the higher cost position. Lower expenses for vacation provisions and partial retirement agreements had a relieving effect.

The balance of other operating income and other operating expenses increased by ë 9.6 million to ë -36.4 million in the reporting period (9M 2022: ë -26.8 million). Higher expenses for services and consulting as well as for temporary work contributed to the increase. Exchange rate and deconsolidation effects had a combined negative net impact of ë -3.8 million.

Compared with the previous year, amortization of intangible assets and depreciation of property, plant and equipment increased by ë 0.8 million to ë -13.0 million (9M 2022: ë -12.3 million).

This resulted in EBIT of ë 18.0 million in the reporting quarter (9M 2022: ë 3.2 million).

In the first nine months of the current financial year, the financial result improved by ë 0.5 million to ë -2.7 million (9M 2022: ë -3.2 million). While interest expenses increased by ë -2.5 million to ë -5.0 million (9M 2022: ë -2.5 million), the included pro rata result of ZAVOD Goreltex remained at the previous year's level of ë 2.2 million. The partial impairment of the investment in ZAVOD Goreltex had a negative impact of ë -3.1 million in the previous year. The absence of this effect was the main contributor to the improved financial result.

EARNINGS BEFORE INCOME TAXES

Earnings before income taxes (EBT) increased by ë 1.8 million to ë 7.3 million in the third quarter of

2023 (Q3 2022: ë 5.4 million).

FINANCIAL RESULT

The financial result declined by ë 1.5 million to ë -1.2 million in the third quarter of 2023 (Q3 2022: ë 0.4 million). Interest expenses increased by ë1.0 million to ë -1.8 million (Q3 2022: ë -0.8 million) due to the higher utilization of loans and the higher interest rate used to measure pension obligations. Earnings from ZAVOD Goreltex which is accounted for using the equity method fell by ë 0.6 million to ë 0.6 million (Q3 2022: ë 1.2 million).

RECONCILIATION OF EBIT TO EARNINGS PER SHARE

ë million Q3
2023
Q3
2022
Change 9M
2023
9M
2022
Change
EBIT 8.4 5.0 +3.4 18.0 3.2 +14.8
Financial result -1.1 0.4 -1.5 -2.7 -3.2 +0.5
Earnings before income taxes 7.3 5.4 +1.8 15.3 0.1 +15.2
Income taxes -1.1 -0.2 -0.9 -3.4 -1.1 -2.3
Net profit 6.2 5.2 +1.0 11.9 -1.1 +13.0
thereof attributable to other shareholders 0.0 0.0 0.0 0.0 0.0 0.0
attributable to shareholders of R. STAHL AG 6.2 5.2 +1.0 11.9 -1.1 +13.0
Earnings per share (in €) 0.96 0.80 +0.16 1.85 -0.17 +2.02
Average number of shares outstanding (weighted, in mil
lion units)
6.44 6.44 0.0 6.44 6.44 0.0

year.

In the first nine months of 2023, earnings before income taxes amounted to ë 15.3 million, compared with ë 0.1 million in the same period of the previous

INCOME TAXES

Income taxes increased by $\epsilon$ 0.9 million to $\epsilon$ -1.1 million in the third quarter of 2023 ( $Q3$ 2022: €-0.2 million). Of this total, $\epsilon$ -1.5 million was attributable to income taxes and $\epsilon$ +0.4 million was attributable to deferred taxes.

In the first nine months of the reporting year, income taxes amounted to €-3.4 million (9M 2022: €-1.1 million). Of that total, $\epsilon$ -2.4 million was attributable to effective taxes and $\epsilon$ -0.9 million was attributable to deferred taxes

NFT PROFIT / FARNINGS PFR SHARF

R. STAHL increased its net profit by $\epsilon$ 1.0 million to $\epsilon$ 6.2 million in the third quarter of 2023 (Q3 2022: € 5.2 million). Accordingly, earnings per share amounted to $\epsilon$ 0.96, compared with $\epsilon$ 0.80 in the prior-year quarter.

Net profit improved by $\epsilon$ 13.0 million to $\epsilon$ 11.9 million in the first nine months of the reporting year (9M 2022: €-1.1 million). Earnings per share increased to € 1.85 (9M 2022: € -0.17).

ASSET POSITION

BALANCE SHEET STRUCTURE

As of 30 September 2023, the R. STAHL Group's balance sheet total increased by € 23.8 million compared to the end of the previous year to $\epsilon$ 283.5 million $(31$ December 2022: $\in$ 259.7 million)

Non-current assets decreased as of the balance sheet date by € 1.7 million to € 143.2 million (31 December 2022: € 144.9 million). While intangible assets, the atequity investment and deferred taxes decreased,

property, plant and equipment increased, mainly due to the recognition of the photovoltaic system as of 30 June 2023.

Current assets amounted to € 140.3 million as of 30 September 2023 (31 December 2022: € 114.7 million). This corresponds to an increase of $\epsilon$ 25.5 million compared with the end of the previous year. Higher inventories as well as the increase in trade accounts receivable due to the higher sales volume contributed significantly to this development. At the same time, cash and cash equivalents decreased.

Non-current liabilities decreased by € 1.5 million to € 86.5 million at the end of the reporting period (31 December 2022: € 88.0 million). Provisions for pension obligations decreased due to an increase in the discount rate at the end of the third quarter of 2023. Scheduled repayment of lease liabilities also led to a decrease in non-current liabilities. Countering this, recognition of the long-term components of the leasepurchase obligation to finance the photovoltaic system resulted in higher interest-bearing loans.

Current liabilities increased by € 14.5 million to € 114.9 million as of 30 September 2023 compared with the end of the previous year (31 December 2022: € 100.4 million). This was mainly due to the € 11.8 million increase in interest-bearing loans.

Equity improved by $\epsilon$ 10.9 million compared to the end of the previous year to €82.2 million (31 December 2022: € 71.3 million), mainly due to the positive net profit of € 11.9 million. Furthermore, the increase in the interest rate used to measure pension obligations had the effect of increasing equity by $\epsilon$ 2.1 million. Negative effects of €3.1 million from currency translation were recognized in equity.

This resulted in an equity ratio of 29.0% compared with 27.5% as of 31 December 2022

ASSET AND CAPITAL STRUCTURE

Asset Liabilities

31 December 2022 Balance sheet total ë 259.7 milion

FINANCIAL POSITION

Cash flow increased by ë 2.4 million compared to the third quarter of 2023 to ë 12.1 million inQ3 2023 (Q3 2022: ë 9.7 million). Together with a comparatively lower year-on-year increase in working capital, this resulted in cash flow from operating activities of ë -0.9 million (Q3 2022: ë -6.5 million).

At ë -1.8 million, investments in intangible assets remained at the level of the previous year. With cash outflow of ë -2.1 million, investments in property, plant and equipment increased by ë 0.7 million compared with the previous year (Q3 2022: ë -1.4 million). In the current quarter, this resulted in cash flow from investing activities of ë -3.8 million (Q3 2022: ë -3.1 million). Overall, free cash flow improved by ë 4.8 million to ë -4.8 million in the third quarter of 2023 (Q3 2022: ë -9.6 million).

Cash flow from financing activities was ë 4.8 million in the reporting quarter (2022: ë 7.0 million). As in the previous year, cash outflows of ë -1.6 million were made for the payment of lease liabilities. In the third quarter of 2023, cash inflows from interest-bearing financial debt amounted to ë10.8 million (Q3 2022: ë 8.8 million), while cash outflows for repayment amounted to ë -4.4 million (Q3 2022: ë -0.3 million).

As of 30 September 2023, R. STAHL had cash and cash equivalents of ë 11.1 million at its disposal (31 December 2022: ë 16.1 million). Compared with the third quarter of 2022, cash and cash equivalents decreased by ë 7.3 million (Q3 2022: ë 18.4 million).

In the first nine months of the reporting year, cash flow increased by ë 15.8 million to ë 28.5 million (9M 2022: ë 12.6 million) due to the significant increase in net profit. Working capital increased by ë 28.8 million (9M 2022: ë 17.9 million), mainly due to the increase in inventories and higher trade accounts receivable. The resulting cash flow from operating activities increased by ë 4.9 million year-on-year to ë -0.3 million in the reporting period (9M 2022: ë -5.2 million). Together with cash flow from investing activities of ë -10.0 million (9M 2022: ë -6.3 million), free cash flow in the first nine months of 2023 amounted to ë -10.4 million (9M 2022: ë -11.6 million). The free cash flow of the prior-year period was positively influenced by the reversal of a non-current financial investment in the amount of ë 3.3 million. Adjusted for this effect, free cash flow improved by ë 4.6 million.

Cash flow from financing activities decreased in the first nine months of 2023 to ë 5.7 million (9M 2022: ë 22.8 million). Repayment of interest-bearing financial debt of ë -6.0 million (9M 2022: ë -1.1 million) was offset by cash inflow from interest-bearing financial debt of ë 16.4 million (9M 2022: ë 28.6 million). As in the previous year, lease liabilities were repaid in the amount of ë -4.7 million.

The negative free cash flow, the repayment of lease liabilities and the recognition of the lease-purchase obligation to finance the photovoltaic plant resulted in an increase in net debt (excluding pension provisions and lease liabilities) of ë 19.2 million compared with the year-end figure to ë 48.4 million (31 December 2022: ë 29.2 million).

RISKS AND OPPORTUNITIES

All R. STAHL subsidiaries regularly prepare an opportunity and risk report that takes into account the opportunities and risks of the company. Managing directors are required to inform the department responsible for opportunity and risk management of any significant events, including those that occur during the quarter. The relevant statements made in the Annual Report 2022 starting on page 42 continue to apply unchanged.

OUTLOOK

We first presented our assessment of the expected development of the R. STAHL Group in the current year in detail in the Outlook of the Annual Report 2022, which was published on 27 April 2023, starting on page 84. Accordingly – based on the economic development outlook, increased order intake and order backlog – we expected sales growth in 2023 as compared to the previous year to be in the low doubledigit percentage range of between ë 305 million and

€ 320 million. Taking into account a general improvement in the procurement markets and assuming that it will still be possible to pass on price adjustments, we expected the materials ratio to fall slightly while cost efficiency will increase. For financial year 2023, we anticipated EBITDA pre exceptionals in the range of $\epsilon$ 30 million to $\epsilon$ 36 million and an improved positive net profit compared with 2022. Assuming a constant interest rate level for the valuation of pension obligations, we expected a slight increase in the equity ratio for financial year 2023. In terms of free cash flow, we expected a low single-digit positive million euro amount. We also expected net debt to decline. The forecast was specified as follows in the context of the interim half-year reporting:

For full year 2023, we continue to expect sales growth to a total of between € 305 million and € 320 million and EBITDA pre exceptionals in the range of € 30 million and € 36 million. Given the assumption of a further increase in raw materials and supplies, in particular the stocking of electronic components to ensure delivery capability, as well as expected higher inventories of finished and unfinished goods due to the increased volume of business, the amount of capital tied up in inventories will increase. We therefore forecast a reduced free cash flow in the low singledigit negative million euro range and consequently an increase in net debt. Assuming a constant interest rate level for the measurement of pension obligations, we continue to see a slight increase in the equity ratio.

As part of our third-quarter reporting, we are raising the forecast for EBITDA pre exceptionals for the 2023 financial vear to a corridor of between € 35 million and € 40 million. We remain committed to all other estimates.

$\epsilon$ million October 2023 July 2023 April 2023 Full-year 2022
Sales $305 - 320$ $305 - 320$ $305 - 320$ 274.3
EBITDA pre
exceptionals 1)
$35 - 40$ $30 - 36$ $30 - 36$ 22.3
Free cash flow low single-digit nega-
tive million euro
amount
low single-digit nega-
tive million euro
amount
low single-digit posi-
tive million euro
amount
$-4.4$
Equity ratio slight increase slight increase slight increase 27.5%

FORECAST 2023

1) Exceptionals: restructuring charges, unscheduled depreciation and amortization, charges for designing and implementing IT projects, M&A costs, profit and loss from deconsolidation transactions as well as profit and loss from the disposal of assets no longer required for business operations

CONSOLIDATED FINANCIAL STATEMENTS

CONSOLIDATED INCOME STATEMENT

1 January to 30 September

Q3 Q3 Change 9M 9M Change
ë 000 2023 2022 in % 2023 2022 in %
Sales 85,963 73,821 +16.4 240,693 202,505 +18.9
Change in finished and unfinished products 2,238 1,037 > +100 7,097 3,563 +99.2
Own work capitalized 1,050 1,100 -4.5 3,206 3,757 -14.7
Total operating performance 89,251 75,958 +17.5 250,996 209,825 +19.6
Other operating income 1,603 5,938 -73.0 6,236 11,345 -45.0
Cost of materials -29,839 -26,877 -11.0 -85,132 -73,671 -15.6
Personnel costs -33,579 -30,379 -10.5 -98,425 -93,847 -4.9
Depreciation and amortization -4,460 -4,081 -9.3 -13,040 -12,257 -6.4
Other operating expenses -14,539 -15,544 +6.5 -42,628 -38,160 -11.7
Earnings before financial result and income
tax (EBIT)
8,437 5,015 +68.2 18,007 3,235 > +100
Result from companies consolidated using the
equity method
641 1,255 -48.9 2,239 2,354 -4.9
Investment result 0 0 0.0 0 -3,071 n/a
Interest and similar income 22 9 > +100 86 23 > +100
Interest and similar expense -1,818 -833 < -100 -5,044 -2,470 < -100
Financial result -1,155 431 n. a. -2,719 -3,164 +14.1
Earnings before taxes 7,282 5,446 +33.7 15,288 71 > +100
Income taxes -1,072 -220 < -100 -3,389 -1,131 < -100
Net profit/loss 6,210 5,226 +18.8 11,899 -1,060 n/a
thereof attributable to other shareholders 0 24 n/a -30 14 n/a
thereof attributable to shareholders of
R. STAHL AG
6,210 5,202 +19.4 11,929 -1,074 n/a
Earnings per share in € 0.96 0.80 +20.0 1.85 -0.17 n/a

CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME

1 January to 30 September

ë 000 Q3
2023
Q3
2022
Change
in %
9M
2023
9M
2022
Change
in %
Net profit 6,210 5,226 +18.8 11,899 -1,060 n/a
Gains/losses from currency translations of for
eign subsidiaries, recognized in equity
129 513 -74.9 -3,158 795 n/a
Deferred taxes on gains/losses from currency
translations
0 0 0.0 0 0 0.0
Currency translation differences after
taxes
129 513 -74.9 -3,158 795 n/a
Other comprehensive income with reclas
sification of profit for the period
129 513 -74.9 -3,158 795 n/a
Gains/losses from the subsequent measure
ment of pension obligations, recognized in
equity
4,381 6,384 -31.4 3,001 30,885 -90.3
Deferred taxes from pension obligations -1,295 -1,891 +31.5 -887 -9,136 +90.3
Other comprehensive income without re
classification to profit for the period
3,086 4,493 -31.3 2,114 21,749 -90.3
Other comprehensive income (valuation
differences recognized directly in equity)
3,215 5,006 -35.8 -1,044 22,544 n/a
thereof attributable to other shareholders 4 -7 n/a -18 6 n/a
thereof attributable to shareholders of
R. STAHL AG
3,211 5,013 -35.9 -1,026 22,538 n/a
Total comprehensive income after tax 9,425 10,232 -7.9 10,855 21,484 -49.5
thereof attributable to other shareholders 4 17 -76.5 -48 20 n/a
thereof attributable to shareholders of
R. STAHL AG
9,421 10,215 -7.8 10,903 21,464 -49.2

CONSOLIDATED BALANCE SHEET

ë 000 30 Sep.
2023
31 Dec.
2022
Change
ASSETS
Intangible assets 48,374 48,829 -455
Property, plant & equipment 76,714 74,980 +1,734
Investments in associated companies 8,926 11,455 -2,529
Other financial assets 30 30 0
Other assets 2,895 2,262 +633
Investment property 4,136 4,292 -156
Deferred taxes 2,173 3,097 -924
Non-current assets 143,248 144,945 -1,697
Inventories and prepayments 67,122 48,920 +18,202
Trade receivables 43,722 37,353 +6,369
Contract receivables 28 6 +22
Income tax claims 1,561 1,531 +30
Other receivables and other assets 16,793 10,873 +5,920
Cash and cash equivalents 11,060 16,060 -5,000
Current assets 140,286 114,743 +25,543
Total assets 283,534 259,688 +23,846
EQUITY AND LIABILITIES
Share capital 16,500 16,500 0
Capital reserve 13,457 13,457 0
Retained earnings 69,014 57,085 +11,929
Accumulated other comprehensive income -16,921 -15,895 -1,026
Equity attributable to shareholders of R. STAHL AG 82,505 71,147 +10,903
Non-controlling interests 146 194 -48
Equity 82,196 71,341 +10,855
Pension provisions 60,975 64,168 -3,193
Other provisions 2,462 2,438 +24
Interest-bearing financial liabilities 3,560 1,166 +2,394
Lease liabilities 12,481 14,267 -1,786
Other liabilities 125 0 +125
Deferred taxes 6,860 5,911 +949
Non-current liabilities 86,463 87,950 -1,487
Provisions 7,697 7,974 -277
Trade payables 16,485 19,077 -2,592
Contract liabilities 251 439 -188
Interest-bearing financial liabilities 55,868 44,081 +11,787
Lease liabilities 3,679 5,427 -1,748
Deferred liabilities 17,436 13,852 +3,584
Income tax liabilities 1,470 746 +724
Other liabilities 11,989 8,801 +3,188
Current liabilities 114,875 100,397 +14,478
Total equity and liabilities 283,534 259,688 +23,846

CONSOLIDATED CASH FLOW STATEMENT

1 January to 30 September

ë 000 Q3
2023
Q3
2022
Change 9M
2023
9M
2022
Change
Net profit 6,210 5,226 +984 11,899 -1,060 +12,959
Result from the disposal of consolidated
companies
0 418 -418 759 418 +341
Depreciation, amortization and impairment of
non-current assets
4,460 4,082 +378 13,040 15,328 -2,288
Changes in non-current provisions -23 -789 +766 -169 -815 +646
Changes in deferred taxes -413 120 -533 943 421 -+522
Equity valuation 1,284 -1,255 +2,539 -314 -2,354 +2,040
Other income and expenses without cash
flow impact
597 1,953 -1,356 2,297 725 +1,572
Result from the disposal of non-current
assets
-17 -74 +57 0 -44 +44
Cash flow 12,098 9,681 +2,417 28,455 12,619 +15,836
Changes in current provisions 474 348 +126 -290 -177 -113
Changes in inventories, trade receivables and
other non-capex or non-financial assets
-6,265 -11,335 +5,070 -33,571 -20,782 -12,789
Changes in trade payables and other non
capex or non-financial liabilities not attributa
ble to investing or financing activities
-7,240 -5,198 -2,042 5,068 3,092 +1,976
Changes in working capital -13,031 -16,185 +3,154 -28,793 -17,867 -10,926
Cash flow from operating activities -933 -6,504 +5,571 -338 -5,248 +4,910
Cash outflow for capex on intangible assets -1,761 -1,821 +60 -4,945 -5,850 +905
Cash outflow for capex on property, plant &
equipment
-2,080 -1,385 -695 -5,108 -3,969 -1,139
Cash inflow from disposals of property, plant
& equipment and investment property
0 110 -110 38 141 -103
Cash inflow from disposals of non-current
financial assets
0 41 -41 0 3,354 -3,354
Cash flow from investing activities -3,841 -3,055 -786 -10,015 -6,324 -3,691
Free cash flow -4,774 -9,559 +4,785 -10,353 -11,572 +1,219
Cash outflow for the down payment of lease
liabilities
-1,568 -1,570 +2 -4,677 -4,718 +41
Cash inflow from interest-bearing liabilities 10,774 8,772 +2,002 16,364 28,583 -12,219
Cash outflow for repayment of interest-bear
ing liabilities
-4,412 -252 -4,160 -5,974 -1,067 -4,907
Cash outflow for the down payment of
lease liabilities
4,794 6,950 -2,156 5,713 22,798 -17,085
Changes in cash and cash equivalents 20 -2,609 +2,629 -4,640 11,226 -15,866
Foreign exchange and valuation-related
changes in cash and cash equivalents
53 603 -550 -360 815 -1,175
Cash and cash equivalents at the beginning
of the period
10,987 20,389 -9,402 16,060 6,342 +9,718
Cash and cash equivalents at the end of
the period
11,060 18,383 -7,323 11,060 18,383 -7,323

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY

1 January to 30 September

Equity attributable to shareholders
Accumulated other
comprehensive income
ë 000 Share
capital
Capital
reserves
Retained
earnings
Currency
transla
tion
Unreal
ized
gains/
losses
from
pensions
Total
Accu
mulated
other
com
pre
hensive
income
Total Non-con
trolling
interests
Equity
1 Jan. 2022 16,500 13,457 55,139 -4,474 -31,069 -35,543 49,553 213 49,766
Net profit/loss -1,074 0 -1,074 14 -1,060
Accumulated
other compre
hensive income
789 21,749 22,538 22,538 6 22,544
Total compre
hensive income
-1,074 789 21,749 22,538 21,464 20 21,484
Dividend
distribution
30 Sep. 2022 16,500 13,457 54,065 -3,685 -9,320 -13,005 71,017 233 71,250
1 Jan. 2023 16,500 13,457 57,085 -6,130 -9,765 -15,895 71,147 194 71,341
Net profit/loss 11,929 0 11,929 -30 11,899
Accumulated
other compre
hensive income
-3,140 2,114 -1,026 -1,026 -18 -1,044
Total compre
hensive income
11,929 -3,140 2,114 -1,026 10,903 -48 10,855
Dividend
distribution
30 Sep. 2023 16,500 13,457 69,014 -9,270 -7,651 -16,921 82,050 146 82,196

SELECTED EXPLANA-TORY NOTES

1. ACCOUNTING IN ACCORDANCE WITH INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)

The interim financial statements for the R. STAHL AG Group have been prepared in accordance with International Financial Reporting Standards (IFRS), as applicable in the EU and in compliance with IAS 34 "Interim Financial Reporting". The interim consolidated financial statements have not been audited.

2. SCOPE OF CONSOLIDATION

In addition to R. STAHL AG, the interim consolidated financial statements include 29 domestic and foreign companies for which it is possible for R. STAHL AG to exercise a controlling influence.

Enterprises over which the Company can exercise substantial influence are included in the consolidated financial statements as associates using the equity method. Since 2016, ZAVOD Goreltex Co. Ltd, Saint Petersburg, Russia, has been included in the consolidated financial statements as an associate using the equity method.

In the reporting period, the companies previously included as fully consolidated companies, R. STAHL ENGINEERING & MANUFACTURING SDN. BHD., Selangor, Malaysia, and R. Stahl Svenska Aktiebolag, Järfälla, Sweden, were deconsolidated and liquidated. The number of non-consolidated companies did not change in the reporting period.

3. ACCOUNTING AND MEASURE-MENT METHODS

GENERAL INFORMATION

The interim consolidated financial statements and the comparative figures for the prior-year period were generally prepared on the basis of the accounting and measurement methods applied in the consolidated financial statements for 2022. A description of these principles is published in the notes to the consolidated financial statements 2022. This can be viewed on the Internet at www.r-stahl.com.

The Group's functional currency is the euro. Unless indicated otherwise, all amounts are stated in thousands of euros (ë 000).

The consolidated financial statements have been prepared using the cost principle. Accounting for derivative financial instruments is the exception to this rule, as these must be accounted for at fair value.

The carrying amounts of cash and cash equivalents, as well as current account loans closely approximate their fair values given the short maturity of these financial instruments. The carrying values of receivables and liabilities are based on historical costs, subject to usual trade credit terms, and also closely approximate their fair values.

The fair value of non-current liabilities is based on currently available interest rates for borrowing with the

same maturity and credit rating profiles. The fair values of external liabilities is currently deviate only slightly from the carrying amounts.

To present the reliability of the valuation of financial instruments at fair value in a comparable manner, IFRS introduced a fair-value-hierarchy with the following three levels:

  • Valuation on the basis of exchange price or market price for identical assets or liabilities (Level 1).
  • Valuation on the basis of exchange price or market price for similar instruments or on the basis of assessment models that are based on market observable input parameters (Level 2).
  • Valuation on the basis of assessment models with significant input parameters that are not observable on the market (Level 3).

The derivative financial instruments measured at fair value of the R. STAHL Group are valued exclusively in accordance with the fair value hierarchy Level 2.

In the first six months of 2023, there were no reclassifications among the individual fair value hierarchies.

CASH FLOW STATEMENT

In accordance with IAS 7, the cash flow statement shows how the R. STAHL Group's flow of funds developed over the reporting period.

Cash and cash equivalents shown in the cash flow statement comprise cash on hand, cheques and credit balances with banks. The item also includes securities with original maturities of up to three months.

EARNINGS PER SHARE

Earnings per share are calculated by dividing consolidated net profit - excluding non-controlling interests by the average number of shares. Diluted earnings per share correspond to earnings per share.

4. SALES

Sales presented in the income statement includes both sales from contracts with customers and sales not within the scope of IFRS 15.

A breakdown of sales by source is shown below:

ë 000 9M 2023 9M 2022
Sales from contracts with
customers
239,932 201,744
Rental income from invest
ment property
761 761
Total 240,693 202,505

A breakdown of sales by time of recognition is shown below:

ë 000 9M 2023 9M 2022
At a specific time 231,022 193,770
Over a specific period 9,671 8,735
Total 240,693 202,505

Sales are recognized over a specific period with a high probability of occurrence within a period of one to two month.

5. FINANCIAL INSTRUMENTS

R. STAHL mainly accounts for derivative financial instruments at fair value. For this reason, a detailed reconciliation statement for the carrying amounts and fair values for the individual classes is not provided for reasons of materiality.

The fair values of derivative financial instruments are as follows:

ë 000 30 Sep.
2023
31 Dec.
2022
Positive market values
Currency derivatives without
hedging relationship
0 62
Negative market values
Currency derivatives without
hedging relationship
-125 0

8. REPORT ON SIGNIFICANT RE-LATED PARTY TRANSACTIONS

There were no significant transactions with related parties in the reporting period.

9. EVENTS AFTER THE BALANCE SHEET DATE

There were no significant events after the balance sheet date.

Waldenburg, 7 November 2023

R. Stahl Aktiengesellschaft

6. NUMBER OF EMPLOYEES

The number of employees at the 30 September 2023 reporting date was 1,724 (31 December 2022: 1,676), not including apprentices.

7. CONTINGENT LIABILITIES AND OTHER FINANCIAL OBLIGATIONS

There have been no significant changes to contingent liabilities and other financial obligations compared with 31 December 2022.

Dr. Mathias Hallmann

Chief Executive Officer

FINANCIAL CALENDAR 2O24

15 February Preliminary figures for FY 2023 27 June 31st Annual General Meeting

17 April Annual Report FY 2023

8 May Interim Report Q1 2024 8 August Interim Report H1 2024

6 November Interim Report Q3 2024

CONTACT / IMPRINT

R. STAHL AG Investor Relations Judith Schäuble T: +49 7942 943 13 96 F: +49 7942 943 40 13 96 [email protected]

R. STAHL Aktiengesellschaft Am Bahnhof 30 74638 Waldenburg (Württ.) Germany www.r-stahl.com

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