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R F INDUSTRIES LTD — Director's Dealing 2021
Jan 12, 2021
34248_dirs_2021-01-12_002bd729-3fee-477e-b967-0344bb145711.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: R F INDUSTRIES LTD (RFIL)
CIK: 0000740664
Period of Report: 2021-01-09
Reporting Person: Dawson Robert D (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-09 | Common Stock | F | 1257 | $4.89 | Disposed | 69805 | Direct |
| 2021-01-12 | Common Stock | A | 21000 | — | Acquired | 90805 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-12 | Stock Option (right to buy) | $4.98 | A | 42000 | Acquired | 2031-01-11 | Common Stock (42000) | Direct |
Footnotes
F1: Provided the Reporting Person is still employed with the Issuer on the following dates, the options are exercisable as follows: (i) options for the purchase of one-quarter of the 42,000 shares shall vest on the one-year anniversary of January 12, 2021; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following the first anniversary of January 12, 2021.
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