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R F INDUSTRIES LTD — Director's Dealing 2012
Sep 19, 2012
34248_dirs_2012-09-19_b453f8d1-e750-48f7-9bc2-5d2ad8b89f92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: R F INDUSTRIES LTD (RFIL)
CIK: 0000740664
Period of Report: 2012-09-17
Reporting Person: Doss James (President, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-17 | Common Stock | M | 600 | $2.025 | Acquired | 600 | Direct |
| 2012-09-17 | Common Stock | S | 600 | $4.4 | Disposed | 0 | Direct |
| 2012-09-19 | Common Stock | M | 30 | $2.025 | Acquired | 30 | Direct |
| 2012-09-19 | Common Stock | S | 30 | $4.35 | Disposed | 0 | Direct |
| 2012-09-19 | Common Stock | M | 500 | $2.025 | Acquired | 500 | Direct |
| 2012-09-19 | Common Stock | S | 500 | $4.34 | Disposed | 0 | Direct |
| 2012-09-19 | Common Stock | M | 1536 | $2.025 | Acquired | 1536 | Direct |
| 2012-09-19 | Common Stock | S | 1536 | $4.33 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-17 | Stock Option | $2.025 | M | 600 | Disposed | 2014-10-31 | Common Stock (600) | Direct |
| 2012-09-19 | Stock Option | $2.025 | M | 30 | Disposed | 2014-10-31 | Common Stock (30) | Direct |
| 2012-09-19 | Stock Option | $2.025 | M | 500 | Disposed | 2014-10-31 | Common Stock (500) | Direct |
| 2012-09-19 | Stock Option | $2.025 | M | 1536 | Disposed | 2014-10-31 | Common Stock (1536) | Direct |
Footnotes
F1: The stock option, representing the right to purchase up to a total of 4,000 shares of Issuer common stock, vested as to 1,333 shares on October 31, 2010 and 2011, respectively, and the stock option is to vest as to the last installment of 1,334 shares on October 31, 2012, provided the Reporting Person remains in the continuous employ of the Issuer on such vesting date.
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