Quilter PLC

Director's Dealing • Sep 22, 2022

National Storage Mechanism | Additional information

RNS Number : 3467A

Quilter PLC

22 September 2022

22 September 2022

Quilter plc

(the "Company")

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

The Company announces the following transactions by Directors and PDMRs in the Company's ordinary shares of 8 1/6 pence each ("Shares") which took place on 20 September 2022, in connection with the Company's interim dividend for the year ending 31 December 2022 ("2022 Interim Dividend").

Reinvestment of 2022 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan

Director/PDMR	No. of Shares	Consideration
Paul Feeney	9	£0.9948
Steven Levin	17	£0.9948
Andrew McGlone	17	£0.9948
Nicholas Sacre-Hardy	17	£0.9948
Mark Satchel	17	£0.9948

Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional awards over Shares (details provided in individual disclosures below)

Director/PDMR	No. of Shares	Consideration
Karin Cook	19,522	Nil
Paul Feeney	41,835	Nil
Steven Levin	12,763	Nil
Andrew McGlone	9,796	Nil
Nicholas Sacre-Hardy	2,346	Nil
Mark Satchel	28,079	Nil

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Karin Cook

2

Reason for the notification

a)

Position/status

Chief Operating Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

i)    Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

ii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

iii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2022 Long Term Incentive award).

iv)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (Recruitment award).

v)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vi)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2021 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)    Nil ii)   Nil iii)   Nil iv)  Nil v)   Nil vi)  Nil	i)    5,413 ii)   3,834 iii)   4,518 iv)  2,061 v)   1,113 vi)  2,583

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: Nil

Market value: £1.0245

ii)         Consideration price: Nil

Market value: £1.0245

iii)         Consideration price: Nil

Market value: £1.0245

iv)        Consideration price: Nil

Market value: £1.0245

v)         Consideration price: Nil

Market value: £1.0245

vi)        Consideration price: Nil

Market value: £1.0245

e)

Date of the transaction

i)          2022-09-20

ii)         2022-09-20

iii)         2022-09-20

iv)        2022-09-20

v)         2022-09-20

vi)        2022-09-20

f)

Place of the transaction

i)          Outside a trading venue

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Paul Feeney

2

Reason for the notification

a)

Position/status

Chief Executive Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

i)    Reinvestment of 2022 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

iv)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2022 Long Term Incentive award).

v)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vi)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2021 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £0.9948 ii)         Nil iii)         Nil iv)        Nil v)         Nil vi)        Nil	i)          9 ii)         14,189 iii)         10,051 iv)        11,844 v)         1,865 vi)        3,886

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £0.9948

ii)         Consideration price: Nil

Market value: £1.0245

iii)         Consideration price: Nil

Market value: £1.0245

iv)        Consideration price: Nil

Market value: £1.0245

v)         Consideration price: Nil

Market value: £1.0245

vi)        Consideration price: Nil

Market value: £1.0245

e)

Date of the transaction

i)          2022-09-20 11:54 UTC time

ii)         2022-09-20

iii)         2022-09-20

iv)        2022-09-20

v)         2022-09-20

vi)        2022-09-20

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Steven Levin

2

Reason for the notification

a)

Position/status

CEO at Quilter's Investment Platform and Quilter Investors - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

i)          Reinvestment of 2022 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)         Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iii)         Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

iv)        Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2022 Long Term Incentive award).

v)         Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vi)        Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2021 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £0.9948 ii)         Nil iii)         Nil iv)        Nil v)         Nil vi)        Nil	i)          17 ii)         3,678 iii)         2,978 iv)        3,509 v)         777 vi)        1,821

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £0.9948

ii)         Consideration price: Nil

Market value: £1.0245

iii)         Consideration price: Nil

Market value: £1.0245

iv)        Consideration price: Nil

Market value: £1.0245

v)         Consideration price: Nil

Market value: £1.0245

vi)        Consideration price: Nil

Market value: £1.0245

e)

Date of the transaction

i)          2022-09-20 11:54 UTC time

ii)         2022-09-20

iii)         2022-09-20

iv)        2022-09-20

v)         2022-09-20

vi)        2022-09-20

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Andrew McGlone

2

Reason for the notification

a)

Position/status

CEO, Quilter Cheviot - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

i)          Reinvestment of 2022 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)         Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iii)         Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

iv)        Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2022 Long Term Incentive award).

v)         Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vi)        Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2021 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £0.9948 ii)         Nil iii)         Nil iv)        Nil v)         Nil vi)        Nil	i)          17 ii)         2,890 iii)         2,233 iv)        2,632 v)         553 vi)        1,488

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £0.9948

ii)         Consideration price: Nil

Market value: £1.0245

iii)         Consideration price: Nil

Market value: £1.0245

iv)        Consideration price: Nil

Market value: £1.0245

v)         Consideration price: Nil

Market value: £1.0245

vi)        Consideration price: Nil

Market value: £1.0245

e)

Date of the transaction

i)          2022-09-20 11:54 UTC time

ii)         2022-09-20

iii)         2022-09-20

iv)        2022-09-20

v)         2022-09-20

vi)        2022-09-20

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Nicholas Sacre-Hardy

2

Reason for the notification

a)

Position/status

Acting Chief Risk Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

i)    Reinvestment of 2022 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2020 Restricted Stock Unit award).

iii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2021 Restricted Stock Unit award).

iv)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2022 Restricted Stock Unit award).

v)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vi)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2021 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)    £0.9948 ii)   Nil iii)   Nil iv)  Nil v)   Nil vi)  Nil	i)    17 ii)   735 iii)   521 iv)  614 v)   126 vi)  350

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £0.9948

ii)         Consideration price: Nil

Market value: £1.0245

iii)         Consideration price: Nil

Market value: £1.0245

iv)        Consideration price: Nil

Market value:  £1.0245

v)         Consideration price: Nil

Market value: £1.0245

vi)        Consideration price: Nil

Market value: £1.0245

e)

Date of the transaction

i)          2022-09-20 11:54 UTC time

ii)         2022-09-20

iii)         2022-09-20

iv)        2022-09-20

v)         2022-09-20

vi)        2022-09-20

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mark Satchel

2

Reason for the notification

a)

Position/status

Chief Financial Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

i)    Reinvestment of 2022 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iii)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

iv)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2022 Long Term Incentive award).

v)   Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vi)  Conditional entitlement to 2022 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2021 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £0.9948 ii)         Nil iii)         Nil iv)        Nil v)         Nil vi)        Nil	i)          17 ii)         9,459 iii)         6,700 iv)        7,896 v)         1,313 vi)        2,711

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £0.9948

ii)         Consideration price: Nil

Market value: £1.0245

iii)         Consideration price: Nil

Market value: £1.0245

iv)        Consideration price: Nil

Market value: £1.0245

v)         Consideration price: Nil

Market value: £1.0245

vi)        Consideration price: Nil

Market value: £1.0245

e)

Date of the transaction

i)          2022-09-20 11:54 UTC time

ii)         2022-09-20

iii)         2022-09-20

iv)        2022-09-20

v)         2022-09-20

vi)        2022-09-20

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

Enquiries:

Clare Barrett

Company Secretary

+ 44 (0)77 4138 4512

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