Quilter PLC

Director's Dealing • Sep 23, 2021

National Storage Mechanism | Additional information

RNS Number : 7878M

Quilter PLC

23 September 2021

23 September 2021

Quilter plc

(the "Company")

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

The Company announces the following transactions by Directors and PDMRs in the Company's ordinary shares of £0.07 each ("Shares") which took place on 20 September 2021, in connection with the Company's interim dividend for the year ending 31 December 2021 ("2021 Interim Dividend").

Reinvestment of 2021 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan

Director/PDMR	No. of Shares	Consideration
Matthew Burton	19	£1.4141
Paul Feeney	10	£1.4141
Steven Levin	19	£1.4141
Andrew McGlone	19	£1.4141
Mark Satchel	19	£1.4141

Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional awards over Shares (details provided in individual disclosures below)

Director/PDMR	No. of Shares	Consideration
Matthew Burton	6,805	Nil
Karin Cook	18,597	Nil
Paul Feeney	41,369	Nil
Steven Levin	11,917	Nil
Andrew McGlone	9,035	Nil
Mark Satchel	27,407	Nil

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Matthew Burton

2

Reason for the notification

a)

Position/status

Chief Risk Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2021 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2019 Restricted Stock Unit award).

iii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2020 Restricted Stock Unit award).

iv)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2021 Restricted Stock Unit award).

v)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vii)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2020 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)    £1.4141 ii)   £1.4370 iii)   £1.4370 iv)  £1.4370 v)   £1.4370 vi)  £1.4370 vii)  £1.4370	i)    19 ii)   2,097 iii)   1,551 iv)  1,153 v)   531 vi)  1,058 vii)  415

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £1.4141

ii)         Consideration price: Nil

Market value: £1.4370

iii)         Consideration price: Nil

Market value: £1.4370

iv)        Consideration price: Nil

Market value:  £1.4370

v)         Consideration price: Nil

Market value: £1.4370

vi)        Consideration price: Nil

Market value: £1.4370

vii)        Consideration price: Nil

Market value: £1.4370

e)

Date of the transaction

2021-09-20 09:37 UTC time

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

vii)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Karin Cook

2

Reason for the notification

a)

Position/status

Chief Operating Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

ii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

iv)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (Recruitment award).

v)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)    £1.4370 ii)   £1.4370 iii)   £1.4370 iv)  £1.4370 v)   £1.4370	i)    4,723 ii)   5,240 iii)   3,712 iv)  2,766 v)   2,156

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: Nil

Market value: £1.4370

ii)         Consideration price: Nil

Market value: £1.4370

iii)         Consideration price: Nil

Market value: £1.4370

iv)        Consideration price: Nil

Market value: £1.4370

v)         Consideration price: Nil

Market value: £1.4370

e)

Date of the transaction

2021-09-20 09:37 UTC time

f)

Place of the transaction

i)          Outside a trading venue

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading value

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Paul Feeney

2

Reason for the notification

a)

Position/status

Chief Executive Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2021 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £1.4141 ii)         £1.4370 iii)         £1.4370 iv)        £1.4370 v)         £1.4370 vi)        £1.4370	i)          10 ii)         12,381 iii)         13,737 iv)        9,730 v)         1,910 vi)        3,611

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £1.4141

ii)         Consideration price: Nil

Market value: £1.4370

iii)         Consideration price: Nil

Market value: £1.4370

iv)        Consideration price: Nil

Market value: £1.4370

v)         Consideration price: Nil

Market value: £1.4370

vi)        Consideration price: Nil

Market value: £1.4370

e)

Date of the transaction

2021-09-20 09:37 UTC time

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Steven Levin

2

Reason for the notification

a)

Position/status

CEO at Quilter's investment platform and Quilter Investors - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)          Reinvestment of 2021 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)         Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)         Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)        Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)         Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)        Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £1.4141 ii)         £1.4370 iii)         £1.4370 iv)        £1.4370 v)         £1.4370 vi)        £1.4370	i)          19 ii)         3,210 iii)         3,561 iv)        2,883 v)         758 vi)        1,505

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £1.4141

ii)         Consideration price: Nil

Market value: £1.4370

iii)         Consideration price: Nil

Market value: £1.4370

iv)        Consideration price: Nil

Market value: £1.4370

v)         Consideration price: Nil

Market value: £1.4370

vi)        Consideration price: Nil

Market value: £1.4370

e)

Date of the transaction

2021-09-20 09:37 UTC time

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Andrew McGlone

2

Reason for the notification

a)

Position/status

CEO, Quilter Cheviot - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)          Reinvestment of 2021 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)         Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)         Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)        Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)         Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)        Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £1.4141 ii)         £1.4370 iii)         £1.4370 iv)        £1.4370 v)         £1.4370 vi)        £1.4370	i)          19 ii)         2,522 iii)         2,798 iv)        2,162 v)         482 vi)        1,071

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £1.4141

ii)         Consideration price: Nil

Market value: £1.4370

iii)         Consideration price: Nil

Market value: £1.4370

iv)        Consideration price: Nil

Market value: £1.4370

v)         Consideration price: Nil

Market value: £1.4370

vi)        Consideration price: Nil

Market value: £1.4370

e)

Date of the transaction

2021-09-20 09:37 UTC time

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mark Satchel

2

Reason for the notification

a)

Position/status

Chief Financial Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2021 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)   Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2021 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £1.4141 ii)         £1.4370 iii)         £1.4370 iv)        £1.4370 v)         £1.4370 vi)        £1.4370	i)          19 ii)         8,254 iii)         9,158 iv)        6,487 v)         965 vi)        2,543

d)

Aggregated information

- Aggregated volume

- Price

i)          Consideration price: £1.4141

ii)         Consideration price: Nil

Market value: £1.4370

iii)         Consideration price: Nil

Market value: £1.4370

iv)        Consideration price: Nil

Market value: £1.4370

v)         Consideration price: Nil

Market value: £1.4370

vi)        Consideration price: Nil

Market value: £1.4370

e)

Date of the transaction

2021-09-20 09:37 UTC time

f)

Place of the transaction

i)          London Stock Exchange, Main Market (XLON)

ii)         Outside a trading venue

iii)         Outside a trading venue

iv)        Outside a trading venue

v)         Outside a trading venue

vi)        Outside a trading venue

Enquiries:

Patrick Gonsalves

Company Secretary

+ 44 (0)7391867081

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