Quilter PLC

Director's Dealing • May 20, 2021

National Storage Mechanism | Additional information

RNS Number : 2931Z

Quilter PLC

20 May 2021

20 May 2021

For immediate release

Quilter plc

(the "Company")

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

The Company announces the following transactions by Directors and PDMRs in the Company's ordinary shares of £0.07 each ("Shares") which took place on 17 May 2021, in connection with the Company's final dividend for the year ended 31 December 2020 ("2020 Final Dividend").

Reinvestment of 2020 Final Dividend paid on Shares held under the Quilter Share Incentive Plan

Director/PDMR	No. of Shares	Consideration
Matthew Burton	34	£1.5963
Paul Feeney	34	£1.5963
Steven Levin	34	£1.5963
Andrew McGlone	34	£1.5963
Mark Satchel	34	£1.5963

Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional awards over Shares (details provided in individual disclosures below)

Director/PDMR	No. of Shares	Consideration
Matthew Burton	14,504	Nil
Karin Cook	37,700	Nil
Paul Feeney	83,229	Nil
Steven Levin	24,769	Nil
Andrew McGlone	18,552	Nil
Mark Satchel	54,731	Nil

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Matthew Burton

2

Reason for the notification

a)

Position/status

Chief Risk Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2020 Final Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2019 Restricted Stock Unit award).

iii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2020 Restricted Stock Unit award).

iv)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2021 Restricted Stock Unit award).

v)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

vii)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2020 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £1.5963 ii)         Nil iii)         Nil iv)        Nil v)         Nil vi)        Nil vii)       Nil	i)          34 ii)         3,881 iii)         2,870 iv)        2,133 v)         1,947 vi)        2,905 vii)        768

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.5963

ii)  Consideration price: Nil

Market value: £ 1.6090

iii) Consideration price: Nil

Market value: £1.6090

iv) Consideration price: Nil

Market value: £1.6090

v)  Consideration price: Nil

Market value: £1.6260

vi) Consideration price: Nil

Market value: £1.6260

vii) Consideration price: Nil

Market value: £ 1.6090

e)

Date of the transaction

2021-05-17 08:37 UTC time

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

vii) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Karin Cook

2

Reason for the notification

a)

Position/status

Chief Operating Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

ii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

iv)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (Recruitment award).

v)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          Nil ii)         Nil iii)         Nil iv)        Nil v)         Nil	i)          8,737 ii)         9,694 iii)         6,866 iv)        6,480 v)         5,923

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: Nil

Market value: £1.6090

ii)  Consideration price: Nil

Market value: £1.6090

iii)   Consideration price: Nil

Market value: £1.6090

iv)  Consideration price: Nil

Market value: £1.6260

v)   Consideration price: Nil

Market value: £1.6260

e)

Date of the transaction

2021-05-17 08:37 UTC time

f)

Place of the transaction

i)   Outside a trading venue

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Paul Feeney

2

Reason for the notification

a)

Position/status

Chief Executive Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2020 Final Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)  Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £1.5963 ii)         Nil iii)         Nil iv)        Nil v)         Nil vi)        Nil	i)          34 ii)         22,904 iii)         25,412 iv)        18,000 v)         6,995 vi)        9,918

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.5963

ii)  Consideration price: Nil

Market value: £1.6090

iii) Consideration price: Nil

Market value: £1.6090

iv) Consideration price: Nil

Market value: £1.6090

v)  Consideration price: Nil

Market value: £ 1.6260

vi) Consideration price: Nil

Market value:  £ 1.6260

e)

Date of the transaction

2021-05-17 08:37 UTC time

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Steven Levin

2

Reason for the notification

a)

Position/status

CEO at Quilter's investment platform (Old Mutual Wealth) and Quilter Investors - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2020 Final Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)  Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)    £1.5963 ii)   Nil iii)   Nil iv)  Nil v)   Nil vi)  Nil	i)    34 ii)   5,938 iii)   6,588 iv)  5,333 v)   2,775 vi)  4,135

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.5963

ii)  Consideration price: Nil

Market value: £1.6090

iii) Consideration price: Nil

Market value: £1.6090

iv) Consideration price: Nil

Market value: £1.6090

v)  Consideration price: Nil

Market value: £1.6260

vi) Consideration price: Nil

Market value: £1.6260

e)

Date of the transaction

2021-05-17 08:37 UTC time

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Andrew McGlone

2

Reason for the notification

a)

Position/status

CEO, Quilter Cheviot - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2020 Final Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)  Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)    £1.5963 ii)   Nil iii)   Nil iv)  Nil v)   Nil vi)  Nil	i)    34 ii)   4,665 iii)   5,176 iv)  4,000 v)   1,768 vi)  2,943

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.5963

ii)  Consideration price: Nil

Market value: £1.6090

iii) Consideration price: Nil

Market value: £1.6090

iv) Consideration price: Nil

Market value: £1.6090

v)  Consideration price: Nil

Market value: £1.6260

vi) Consideration price: Nil

Market value: £1.6260

e)

Date of the transaction

2021-05-17 08:37 UTC time

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mark Satchel

2

Reason for the notification

a)

Position/status

Chief Financial Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)    Reinvestment of 2020 Final Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii)   Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iv)  Conditional entitlement to 2020 Final Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2021 Long Term Incentive award).

v)   Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi)  Conditional entitlement to 2020 Final Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          £1.5963 ii)         Nil iii)         Nil iv)        Nil v)         Nil vi)        Nil	i)          34 ii)         15,269 iii)         16,941 iv)        12,000 v)         3,536 vi)        6,985

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.5963

ii)  Consideration price: Nil

Market value: £1.6090

iii) Consideration price: Nil

Market value: £1.6090

iv) Consideration price: Nil

Market value: £1.6090

v)  Consideration price: Nil

Market value: £1.6260

vi) Consideration price: Nil

Market value: £1.6260

e)

Date of the transaction

2021-05-17 08:37 UTC time

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

Enquiries:

Patrick Gonsalves

Company Secretary

+ 44 (0)7391 867 081

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