AI assistant
QUICKLOGIC Corp — Director's Dealing 2016
Aug 2, 2016
34204_dirs_2016-08-02_38e73cdb-7c89-425b-b02a-1cbcc1795023.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUICKLOGIC CORPORATION (QUIK)
CIK: 0000882508
Period of Report: 2016-07-29
Reporting Person: PEASE ANDREW J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | Common Stock | M | 20381 | — | Acquired | 217275 | Direct |
| 2016-07-29 | Common Stock | F | 7509 | $.9714 | Disposed | 209766 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-29 | Restricted Stock Unit | $0 | M | 7250 | Disposed | Common Stock (7250) | Direct | |
| 2016-07-29 | Restricted Stock Unit | $0 | M | 13131 | Disposed | Common Stock (13131) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: All unvested shares were deemed vested and released to the Reporting Person pursuant to his retirement and Separation Agreement reported on Form 8-K filed June 23, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person as soon as practicable.
F3: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
F4: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014.
F5: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 9, 2016.