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QUICKLOGIC Corp — Director's Dealing 2014
Jan 21, 2014
34204_dirs_2014-01-21_7f26cbef-1aed-4254-825e-2aa3620d0a67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUICKLOGIC CORPORATION (QUIK)
CIK: 0000882508
Period of Report: 2014-01-16
Reporting Person: PEASE ANDREW J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-16 | Common stock | M | 19384 | $2.85 | Acquired | 60515 | Direct |
| 2014-01-16 | Common Stock | S | 19384 | $5.00 | Disposed | 41131 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-16 | Incentive stock option (right to buy) | $2.85 | M | 19384 | Disposed | 2016-11-08 | Common Stock (19384) | Direct |
Footnotes
F1: The transactions on this Form 4 were effected pursuant to a 10b5-1 trading plan and adopted by the reporting person on June 5, 2013.
F2: All shares sold at the same price; no breakdown of sales prices is necessary.
F3: 25% of the shares subject to the grant vested and became exercisable on November 9, 2007; thereafter, 2.0833% of the shares subject to the grant vested and became exercisable on each monthly anniversary of the First Vesting Date until 100% vested on November 9, 2010.
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