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Quest Resource Holding Corp — Director's Dealing 2025
Feb 12, 2025
34773_dirs_2025-02-12_9c526771-d2cc-48f4-80e9-f08ffdc3233f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2024-12-31
Reporting Person: FRIEDBERG DANIEL M. (Director, 10% Owner)
Reporting Person: Hampstead Park Capital Management, LLC (10% Owner)
Reporting Person: Hampstead Park Environmental Services Investment Fund LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-16 | Common Stock | M | 10176 | — | Acquired | 10176 | Direct |
| 2024-06-30 | Common Stock | A | 3153 | $8.80 | Acquired | 18153 | Direct |
| 2024-07-31 | Common Stock | A | 3303 | $8.44 | Acquired | 21456 | Direct |
| 2024-08-31 | Common Stock | A | 3158 | $8.84 | Acquired | 24614 | Direct |
| 2024-09-30 | Common Stock | A | 3498 | $7.98 | Acquired | 28112 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-16 | Restricted Stock Units | $ | M | 10176 | Disposed | Common Stock (10176) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2812547 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: These shares represent shares of common stock of the Issuer held by Mr. Friedberg.
F3: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stockunderlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer.
F4: The reported securities represent deferred stock units granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer.
F5: This Form 5 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Mr. Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.
F6: On August 16, 2023, Mr. Friedberg was granted 10,176 restricted stock units which vested on the first anniversary of the grant date.