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Quest Resource Holding Corp — Director's Dealing 2024
Jun 4, 2024
34773_dirs_2024-06-03_db74b523-bca0-4f27-aa55-dd047658df9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2024-05-30
Reporting Person: Sweitzer David P (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-30 | Common Stock | M | 8400 | $2.45 | Acquired | 16911 | Direct |
| 2024-05-30 | Common Stock | M | 10500 | $2.62 | Acquired | 27411 | Direct |
| 2024-05-30 | Common Stock | S | 11185 | $9.0473 | Disposed | 16226 | Direct |
| 2024-05-31 | Common Stock | S | 7715 | $9.0151 | Disposed | 8511 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-30 | Employee Stock Option (Right to Buy) | $2.45 | M | 8400 | Disposed | 2029-10-03 | Common Stock (8400) | Direct |
| 2024-05-30 | Employee Stock Option (Right to Buy) | $2.62 | M | 10500 | Disposed | 2028-10-15 | Common Stock (10500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22425 | Direct |
Footnotes
F1: These shares represent the number of shares exercised by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.11, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.04, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F4: These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
F5: The option, representing a right to purchase a total of 10,500 shares, is exercisable in five equal installments beginning on October 3, 2020, which was the first anniversary of the date on which the option was granted.
F6: The option, representing a right to purchase a total of 10,500 shares, is exercisable in five equal installments beginning on October 15, 2019, which was the first anniversary of the date on which the option was granted.