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Quest Resource Holding Corp — Director's Dealing 2022
Jun 6, 2022
34773_dirs_2022-06-06_d8143b5a-f040-42a4-ac46-7f64d08e185e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2022-06-02
Reporting Person: Sweitzer David P (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-02 | Common Stock | M | 23561 | $1.51 | Acquired | 32072 | Direct |
| 2022-06-02 | Common Stock | S | 23561 | $4.411 | Disposed | 8511 | Direct |
| 2022-06-03 | Common Stock | M | 2193 | $1.51 | Acquired | 10704 | Direct |
| 2022-06-03 | Common Stock | S | 2193 | $4.401 | Disposed | 8511 | Direct |
| 2022-06-06 | Common Stock | M | 1163 | $1.51 | Acquired | 9674 | Direct |
| 2022-06-06 | Common Stock | S | 1163 | $4.402 | Disposed | 8511 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-02 | Employee Stock Option (Right to Buy) | $1.51 | M | 23561 | Disposed | 2030-03-16 | Common Stock (23561) | Direct |
| 2022-06-03 | Employee Stock Option (Right to Buy) | $1.51 | M | 2193 | Disposed | 2030-03-16 | Common Stock (2193) | Direct |
| 2022-06-06 | Employee Stock Option (Right to Buy) | $1.51 | M | 1163 | Disposed | 2030-03-16 | Common Stock (1163) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22425 | Direct |
Footnotes
F1: These shares represent the number of shares exercised by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $4.40 to $4.495. The price above reflects the weighted average sale price.
F3: This transaction was executed in multiple trades at prices ranging from $4.40 to $4.41. The price above reflects the weighted average sale price.
F4: This transaction was executed in multiple trades at prices ranging from $4.40 to $4.45. The price above reflects the weighted average sale price.
F5: These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
F6: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.