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Quest Resource Holding Corp Director's Dealing 2022

Sep 17, 2022

34773_dirs_2022-09-16_de8fdf6e-fa8c-48d0-994a-bf7a3b8fedf0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2022-09-14

Reporting Person: Sweitzer David P (EVP and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-14 Common Stock M 5931 $1.51 Acquired 14442 Direct
2022-09-14 Common Stock S 5931 $8.1028 Disposed 8511 Direct
2022-09-15 Common Stock M 19041 $1.51 Acquired 27552 Direct
2022-09-15 Common Stock S 19041 $8.0684 Disposed 8511 Direct
2022-09-16 Common Stock M 6959 $1.51 Acquired 15470 Direct
2022-09-16 Common Stock S 6959 $7.472 Disposed 8511 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-14 Employee Stock Option (Right to Buy $1.51 M 5931 Disposed 2030-03-16 Common Stock (5931) Direct
2022-09-15 Employee Stock Option (Right to Buy $1.51 M 19041 Disposed 2029-02-12 Common Stock (19041) Direct
2022-09-16 Employee Stock Option (Right to Buy $1.51 M 6959 Disposed 2029-02-12 Common Stock (6959) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 22425 Direct

Footnotes

F1: These shares represent the number of shares exercised by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

F5: These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.

F6: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.

F7: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.