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Quest Resource Holding Corp — Director's Dealing 2019
Apr 30, 2019
34773_dirs_2019-04-30_af2bb044-6370-47f6-b925-7a5caed2895a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2019-04-29
Reporting Person: FRIEDBERG DANIEL M. (Director, 10% Owner)
Reporting Person: Hampstead Park Capital Management, LLC (10% Owner)
Reporting Person: Hampstead Park Environmental Services Investment Fund LLC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-29 | Option (Right to Buy) | $2.11 | A | 151659 | Acquired | 2029-04-29 | Common Stock (151659) | Direct |
| 2019-04-29 | Option (Right to Buy) | $2.11 | A | 94787 | Acquired | 2029-04-29 | Common Stock (94787) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2080000 | Indirect |
Footnotes
F1: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.
F2: The total number of shares subject to the option shall vest and become exercisable in four equal annual installments beginning on the date on which the Issuer's 2020 annual meeting of stockholders is held, until fully vested.
F3: The total number of shares subject to the option shall vest and become exercisable on the date on which the Issuer's 2020 annual meeting of stockholders is held.