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Quest Resource Holding Corp — Director's Dealing 2018
Sep 26, 2018
34773_dirs_2018-09-25_2dbea76b-322e-4464-bc9e-59d1beedfe9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2018-09-21
Reporting Person: SALTZ MITCHELL A (Director, 10% Owner)
Reporting Person: Stockbridge Enterprises, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-21 | Common Stock | S | 20000 | $2.5821 | Disposed | 1524911 | Indirect |
| 2018-09-24 | Common Stock | S | 6500 | $2.5505 | Disposed | 1518411 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3674863 | Indirect |
| Common Stock | 1500 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5518 to $2.60, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.56001, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Saltz. Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.
F6: The shares are owned directly by the Saltz & Noreen Revocable Family Trust.