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Quest Resource Holding Corp — Director's Dealing 2017
Apr 5, 2017
34773_dirs_2017-04-05_714a7eb0-ac4c-4398-a37b-92afe91309de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2017-04-03
Reporting Person: SALTZ MITCHELL A (Director, 10% Owner)
Reporting Person: Southwest Green Investments, L.L.C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Common Stock | S | 793 | $2.50 | Disposed | 3808684 | Indirect |
| 2017-04-04 | Common Stock | S | 15598 | $2.50 | Disposed | 3793086 | Indirect |
| 2017-04-04 | Common Stock | S | 500 | $2.51 | Disposed | 3792586 | Indirect |
| 2017-04-05 | Common Stock | S | 12888 | $2.51 | Disposed | 3779698 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1944186 | Indirect |
| Common Stock | 1500 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016.
F2: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.
F3: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Saltz controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.
F4: The shares are owned directly by the Saltz & Noreen Revocable Family Trust.