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Quest Resource Holding Corp — Director's Dealing 2014
Apr 30, 2014
34773_dirs_2014-04-30_59db94bc-b767-4c06-8aed-cea7087e1385.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Quest Resource Holding Corp (QRHC)
CIK: 0001442236
Period of Report: 2014-04-28
Reporting Person: Southwest Green Investments, L.L.C. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-28 | Call Options (obligation to sell) | $2.00 | S | 6000000 | Disposed | Common Stock (6000000) | Direct |
Footnotes
F1: The reporting person entered into a private transaction pursuant to which the reporting person granted an option (the "Option") to purchase up to 6,000,000 shares of the Issuer's common stock (the "Option Stock"), under an option to purchase, dated April 28, 2014, between the reporting person and the individual named therein (the "Option to Purchase").
F2: Represents the initial price of the Option Stock, which is subject to adjustment pursuant to the terms of the Option to Purchase.
F3: The Option shall expire at the end of the first anniverary of the occurrence of the later to occur of the following two events, each of which must occur in order to begin the tolling of the expiration of such term: (i) the listing of the Issuer's common stock on the NASDAQ Stock Market, the New York Stock Exchange, or the NYSE MKT or (ii) the date the Securities and Exchange Commission has declared effective under the Securities Act a registration statement on Form S-1 or Form S-3 covering the offering of the Option Stock.